Seth A. Kamens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seth A Kamens, who also goes by Seth A Kamans, was a registered financial professional .
Seth is a previously registered financial professional and started their career in finance in 2000. Seth had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - November 12, 2015
4THOUGHT FINANCIAL GROUP INC.
October 1, 2013 - November 12, 2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
September 18, 2012 - September 19, 2013
LPL FINANCIAL LLC
June 7, 2012 - September 19, 2013
LPL FINANCIAL LLC
May 15, 2009 - May 19, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 2000 - July 16, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
4THOUGHT FINANCIAL GROUP INC.
CRD#: 162997 / SEC#: 801-74692
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
4THOUGHT FINANCIAL GROUP INC.
CRD#: 162997 / SEC#: 801-74692
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 828 |
| AUM (Assets Under Management) | $ 178,472,877 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
