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WL

William M. Laprise

21PEAKS CAPITAL MANAGEMENT
NAPLES, FL
Some features on this profile are disabled
CRD#: 3225868
WL

Professional summary

William Michael Laprise is a registered financial advisor currently at 21PEAKS CAPITAL MANAGEMENT, LLC located in Naples, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. William has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Michael Laprise's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2026 - Present

21PEAKS CAPITAL MANAGEMENT, LLC

RIA
CRD#: 300111
NAPLES, FL
Past

October 10, 2015 - December 31, 2017

PIPER SANDLER & CO.

BD
CRD#: 665
Chicago, IL
Past

June 1, 1999 - October 19, 2015

BMO CAPITAL MARKETS GKST INC.

BD
CRD#: 8352
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(1/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/22/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/28/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/16/2005
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/2/2005
General Securities Principal Examination

Current Firm

2C
21PEAKS CAPITAL MANAGEMENT, LLC
21PEAKS CAPITAL MANAGEMENT, LLC | WHITETOWER CAPITAL MANAGEMENT, LLC

CRD#: 300111 / SEC#: 801-135082

RIA
Registered Investment Advisory firm - (1/16/2026 120-Day Approval)
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Contact information

Main Address
Naples, FL
Mailing Address
Phone number
(833) 948-6937
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

21PEAKS CAPITAL - FORM ADV PART 2A (DECEMBER 2025) (1/15/2026)

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 618,799

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
ArizonaERA - Withdrawn10/29/2025
ColoradoERA - Withdrawn3/15/2024
FloridaERA - Withdrawn10/29/2025
WisconsinERA - Withdrawn10/29/2025
WyomingERA - Withdrawn10/29/2025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

21PEAKS CAPITAL MANAGEMENT, LLC

CRD#: 300111Naples, FL

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