WK
Wendy M. Knight
CETERA INVESTMENT ADVISERS LLC
SPOKANE, WA 99204
Some features on this profile are disabled
CRD#: 3225814
WK
Professional summary
Wendy Michele Knight, who also goes by Wendy Michele Howson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spokane, Washington and CETERA WEALTH SERVICES, LLC located in Spokane, Washington.
Wendy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Wendy has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wendy Michele Howson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LIFE INSURANCE - TRANSAMERICA
2. NOTARY
NOT INVESTMENT RELATED
SAME AS REGISTERED LOCATION
SINCE 2000
LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS
PROVIDE NOTARIZATIONS FOR OFFICE
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Michele Knight's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 819 West 7th Ave, Spokane, WA 99204RIA
CRD#: 105644
SPOKANE, WA
Current
September 21, 1999 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1403 S Grand Ste 205-n, Spokane, WA 99203BD
CRD#: 13572
Spokane, WA
Past
January 4, 2002 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/9/2023)
RR
Arizona(1/13/2011)
RR
California(1/3/2005)
RR
Colorado(12/19/2014)
RR
District of Columbia(1/3/2023)
RR
Florida(1/13/2011)
RR
Hawaii(7/2/2019)
RR
Idaho(1/13/2011)
RR
Maryland(1/7/2020)
RR
Massachusetts(1/2/2015)
RR
Minnesota(1/13/2011)
RR
Montana(1/13/2011)
RR
Nevada(1/3/2018)
RR
New York(1/13/2011)
RR
Oregon(1/13/2011)
RR
South Dakota(1/2/2015)
RR
Texas(8/3/2017)
IAR
Texas(6/29/2023)
RR
Virginia(1/5/2022)
RR
Washington(9/21/1999)
IAR
Washington(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Spokane, WA 99204TRUST BUT VERIFY
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