PP
Paul N. Potadle
CETERA INVESTMENT ADVISERS LLC
LINCOLN, NE 68516
Some features on this profile are disabled
CRD#: 3225807
PP
Professional summary
Paul Norman Potadle, who also goes by Paul N Potadle, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lincoln, Nebraska and CETERA WEALTH SERVICES, LLC located in Tulsa, Oklahoma.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul N Potadle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ATTORNEY-NOT ACTIVE. (2) INDEPENDENT INSURANCE AGENT - SELLING DENTAL AND GROUP DISABILITY INCOME, DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE - FROM RESIDENCE -5 SEC HR/WEEK SINCE 07/1999 (3) NAME OF OTHER BUSINESS: DBA PNP PRIVATE WEALTH RESOURCES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT ADVISORY START DATE: 2/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: OWNER, AGENT, INVESTMENT ADVISOR (4) DBA SUMMIT FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 5/4/15, REPRESENTATIVE, APX 2 HOURS PER WEEK, APX 2 HOURS DURING TRADING HOURS, SERVICE SECURITIES AND INSURANCE CLIENTS. (5) NAME OF OTHER BUSINESS: DBA PRIVATE WEALTH RESOURCE ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/16/2016 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS;
CRS (Client Relationship Summary) - RIA
Click below to view Paul Norman Potadle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: Lincoln Trade Center 5930 S 58th St Ste C, Lincoln, NE 68516RIA
CRD#: 105644
LINCOLN, NE
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1350 S Boulder Ave Ste 300, Tulsa, OK 74119BD
CRD#: 13572
Tulsa, OK
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 20, 2013 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
TEKAMAH, NE
Past
February 13, 2013 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 20, 2005 - February 5, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
ST. LOUIS, MO
Past
May 19, 1999 - February 5, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2013)
RR
Colorado(1/7/2020)
RR
Iowa(10/24/2013)
RR
Kansas(9/3/2013)
RR
Missouri(9/3/2013)
RR
Nebraska(9/3/2013)
IAR
Nebraska(6/29/2023)
RR
Oklahoma(9/3/2013)
RR
South Dakota(11/17/2015)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
