Kenneth C. Nelson

HAMILTON POINT INVESTMENT ADVISORS

Chapel Hill, NC 27517

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CRD#: 3225728

Professional summary

Kenneth Carl Nelson, who also goes by K.c. Nelson, is a registered financial advisor currently at HAMILTON POINT INVESTMENT ADVISORS, LLC located in Chapel Hill, North Carolina.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kenneth has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

K.c. Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CorePower Yoga. Not investment related. 1800 E Franklin St #5, Chapel Hill, NC 27514. CorePower Yoga is a yoga studio, where I am an instructor. Aug 2019 - Present. I work here ~10hrs/month. Tecmotiv LLC. Not investment related. 1500 James Ave, Niagara Falls, NY. Tecmotiv provides overhaul & repair services to military vehicles for the US government and our foreign allies. Member of the Board of Directors - provide strategic advice to the Company. July 2019 - Present. I help Tecmotiv on average ~8hrs/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Carl Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2020 - Present

HAMILTON POINT INVESTMENT ADVISORS, LLC

Office #1: 100 Europa Drive Suite 425, Chapel Hill, NC 27517

RIA

CRD#: 144534

Chapel Hill, NC

Past

May 24, 2001 - May 16, 2002

ANDERSEN CORPORATE FINANCE LLC

CRD#: 108427

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMILTON POINT INVESTMENT ADVISORS, LLC

CRD#: 144534 / SEC#: 801-68186

RIA

Registered Investment Advisory firm - (8/20/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/25/2001

General Securities Representative Examination

Current Firm

HAMILTON POINT INVESTMENT ADVISORS, LLC

CRD#: 144534 / SEC#: 801-68186

RIA

Registered Investment Advisory firm - (8/20/2007 Approved)

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Contact information

Main Address

100 Europa Drive Suite 425, Chapel Hill, NC 27517

Mailing Address

Phone number

(919) 636-3765

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAMILTON POINT INVESTMENT ADVISORS, LLC ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	815
AUM (Assets Under Management)	$ 1,065,602,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth C. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Carl Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMILTON POINT INVESTMENT ADVISORS, LLC

ANDERSEN CORPORATE FINANCE LLC

Primary Firm SEC Registration

HAMILTON POINT INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/2020

Series 63

Date: 4/2/2001

Series 7

Date: 4/25/2001

Current Firm

HAMILTON POINT INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAMILTON POINT INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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