Stephen H. Sorrell
Professional summary
Stephen Harold Sorrell, who also goes by Steve Sorrell, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Hillsborough, North Carolina and SECU BROKERAGE SERVICES located in Hillsborough, North Carolina.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Harold Sorrell's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2019 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 2313 Old Nc 86, Hillsborough, NC 27278August 15, 2018 - Present
SECU BROKERAGE SERVICES
Office #1: 2313 Old Nc 86, Hillsborough, NC 27278July 13, 1999 - July 17, 2001
METROPOLITAN LIFE INSURANCE COMPANY
July 13, 1999 - July 17, 2001
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2018)
(3/18/2019)
Exams
FINRA
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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