Max K Aten

Name: KB Elliott Financial Advisors Investment Related: Yes Address: 3048 Spring Mill, Suite B Springfield IL 62704 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Partner/Principal Start Date: 8/3/2009 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage Springfield Office Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 8/23/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: IAR Name: MKA CAPITAL POSITION: Owner NATURE: Administrative pass through INVESTMENT RELATED: No # OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/01/2023 ADDRESS: 3048 Spring Mill Drive, Springfield IL 62704, United States DESCRIPTION: None