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PF

Paul L. Feinstein

AUDENT GLOBAL ASSET MANAGEMENT
West Hollywood, CA 90069
Some features on this profile are disabled
CRD#: 3225177
PF

Professional summary

Paul Loren Feinstein, CIMA® is a registered financial advisor currently at AUDENT GLOBAL ASSET MANAGEMENT, LLC located in West Hollywood, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Paul has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Loren Feinstein's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

August 26, 2024 - Present

AUDENT GLOBAL ASSET MANAGEMENT, LLC

Office #1: 9200 W Sunset Blvd Suite 817, West Hollywood, CA 90069
RIA
CRD#: 308166
West Hollywood, CA
Past

August 18, 2020 - December 31, 2023

AUDENT GLOBAL ASSET MANAGEMENT, LLC

RIA
CRD#: 308166
WEST HOLLYWOOD, CA
Past

February 14, 2020 - September 1, 2020

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
Malibu, CA
Past

February 10, 2017 - March 31, 2020

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA
CRD#: 108559
Los Angeles, CA
Past

February 10, 2017 - March 13, 2020

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
LOS ANGELES, CA
Past

March 7, 2003 - February 21, 2017

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SCOTTSDALE, AZ
Past

March 7, 2003 - February 21, 2017

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SCOTTSDALE, AZ
Past

January 3, 2003 - March 11, 2003

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
NEW YORK, NY
Past

January 3, 2003 - March 11, 2003

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

September 15, 1999 - January 3, 2003

CIBC WORLD MARKETS CORP.

RIA
CRD#: 630
LOS ANGELES, CA
Past

August 14, 1999 - January 3, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AG
AUDENT GLOBAL ASSET MANAGEMENT, LLC
AUDENT GLOBAL ASSET MANAGEMENT, LLC | NEXGEN GLOBAL ASSET MANAGEMENT, LLC

CRD#: 308166 / SEC#: 801-118707

RIA
Registered Investment Advisory firm - (5/11/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/26/2024)
IAR
New York
(8/26/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/7/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/4/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/11/1999
General Securities Representative Examination

Current Firm

AG
AUDENT GLOBAL ASSET MANAGEMENT, LLC
AUDENT GLOBAL ASSET MANAGEMENT, LLC | NEXGEN GLOBAL ASSET MANAGEMENT, LLC

CRD#: 308166 / SEC#: 801-118707

RIA
Registered Investment Advisory firm - (5/11/2020 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9200 W Sunset Blvd Suite 817, West Hollywood, CA 90069
Mailing Address
Phone number
(310) 388-3818
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR AUDENT GLOBAL ASSET MANAGEMENT, LLC (3/27/2025)
WRAP FEE PROGRAM FOR AUDENT GLOBAL ASSET MANAGEMENT, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts398
AUM (Assets Under Management)$ 433,680,906

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUDENT GLOBAL ASSET MANAGEMENT, LLC

CRD#: 308166West Hollywood, CA 90069

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