Todd J. Burgess
Professional summary
Todd Joseph Burgess, who also goes by Todd Joseph Burgess Mr., Todd Joseph Burgess, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Otsego, Minnesota and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Joseph Burgess's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2021 - Present
EMPOWER ADVISORY GROUP, LLC
April 28, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 31, 2019 - November 24, 2020
PRUDENTIAL SELECT STRATEGIES LLC
December 1, 2014 - December 31, 2018
GLOBAL PORTFOLIO STRATEGIES, INC.
October 17, 2014 - May 21, 2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 23, 2003 - December 31, 2008
BURGESS INVESTMENTS
August 26, 2002 - April 9, 2003
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
March 20, 2001 - April 9, 2003
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
June 11, 1999 - February 28, 2001
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
