Darin R. Pastor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darin Richard Pastor, who also goes by Darin Pastor, was a registered financial advisor .
Darin is a previously registered financial advisor and started their career in finance in 1999. Darin had worked at 13 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2014 - June 4, 2014
COURTLANDT SECURITIES CORPORATION
December 12, 2013 - February 13, 2014
CHELSEA FINANCIAL SERVICES
September 24, 2012 - August 15, 2013
LPL FINANCIAL LLC
September 21, 2012 - August 15, 2013
LPL FINANCIAL LLC
November 1, 2011 - September 24, 2012
PRUCO SECURITIES, LLC.
June 29, 2011 - September 24, 2012
PRUCO SECURITIES, LLC.
February 11, 2009 - May 2, 2009
WAMU INVESTMENTS, INC.
September 13, 2006 - August 30, 2010
CHASE INVESTMENT SERVICES CORP.
September 12, 2006 - August 30, 2010
CHASE INVESTMENT SERVICES CORP.
February 14, 2006 - February 15, 2006
KEY INVESTMENT SERVICES LLC
December 1, 2005 - September 1, 2006
CITIZENS SECURITIES, INC.
January 11, 2005 - December 1, 2005
CHARTER ONE SECURITIES, INC.
February 3, 2004 - August 12, 2004
NYLIFE SECURITIES LLC
August 20, 2003 - January 8, 2004
WORLD GROUP SECURITIES, INC.
May 9, 2001 - September 12, 2002
EQUITABLE ADVISORS, LLC
May 18, 1999 - July 25, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COURTLANDT SECURITIES CORPORATION
CRD#: 137356 / SEC#: , 8-67081
Contact information
FINRA licenses (10 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
