Reginald A. Cabral

ARETE WEALTH MANAGEMENT

Chicago, IL 60607

Some features on this profile are disabled

CRD#: 3224769

Professional summary

Reginald Allan Cabral, who also goes by Reggie Cabral, Reginald Allan Cabral, Reggie Cabral, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.

Reginald is registered as a RR (Registered Representative) and started their career in finance in 2004. Reginald has worked at 16 firms and has passed the Series 66, Series 82TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Reggie Cabral | Reginald Allan Cabral | Reggie Cabral

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reginald Allan Cabral's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2025 - Present

ARETE WEALTH MANAGEMENT, LLC

Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607

CRD#: 44856

Chicago, IL

Past

August 19, 2025 - October 16, 2025

PINNACLE CAPITAL SECURITIES, LLC

CRD#: 106213

LONG BEACH, CA

Past

March 4, 2024 - July 31, 2025

PREP SECURITIES, LLC

CRD#: 188522

PARK CITY, UT

Past

April 17, 2023 - November 13, 2023

S2K FINANCIAL LLC

CRD#: 248786

ORLANDO, FL

Past

March 24, 2023 - April 10, 2023

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

October 20, 2018 - May 23, 2022

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

August 17, 2018 - October 10, 2018

SELECT CAPITAL CORPORATION

CRD#: 145997

LADERA RANCH, CA

Past

December 12, 2017 - August 7, 2018

INLAND SECURITIES CORPORATION

CRD#: 15807

OAK BROOK, IL

Past

January 23, 2017 - November 1, 2017

DEMOCRACY FUNDING LLC

CRD#: 122804

New York, NY

Past

January 8, 2016 - December 2, 2016

CABOT LODGE SECURITIES LLC

CRD#: 159712

NEW YORK, NY

Past

April 7, 2010 - December 2, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

NEW YORK, NY

Past

July 23, 2007 - March 22, 2010

LIGHTSTONE SECURITIES, LLC

CRD#: 132596

MAHWAH, NJ

Past

June 11, 2007 - July 19, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SECAUCUS, NJ

Past

June 11, 2007 - July 19, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 25, 2006 - April 16, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

MORRISTOWN, NJ

Past

August 9, 2005 - April 16, 2007

TD AMERITRADE, INC.

RIA

CRD#: 7870

MORRISTOWN, NJ

Past

August 9, 2005 - April 16, 2007

TD AMERITRADE, INC.

CRD#: 7870

MORRISTOWN, NJ

Past

January 12, 2005 - August 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

August 13, 2004 - August 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/3/2025)

Alaska
(11/5/2025)

Arizona
(11/7/2025)

Arkansas
(11/5/2025)

California
(11/3/2025)

Colorado
(11/6/2025)

Connecticut
(11/4/2025)

Delaware
(11/4/2025)

District of Columbia
(11/3/2025)

Florida
(11/4/2025)

Georgia
(11/4/2025)

Hawaii
(11/6/2025)

Idaho
(11/3/2025)

Illinois
(11/6/2025)

Indiana
(11/4/2025)

Iowa
(11/5/2025)

Kansas
(11/4/2025)

Kentucky
(11/4/2025)

Louisiana
(11/3/2025)

Maine
(11/5/2025)

Maryland
(11/7/2025)

Massachusetts
(11/17/2025)

Michigan
(11/5/2025)

Minnesota
(11/5/2025)

Mississippi
(11/3/2025)

Montana
(11/4/2025)

Nebraska
(11/5/2025)

Nevada
(11/4/2025)

New Hampshire
(11/4/2025)

New Jersey
(11/3/2025)

New Mexico
(11/4/2025)

New York
(11/4/2025)

North Carolina
(11/4/2025)

North Dakota
(11/10/2025)

Ohio
(11/3/2025)

Oklahoma
(11/3/2025)

Oregon
(11/6/2025)

Pennsylvania
(11/5/2025)

Rhode Island
(11/4/2025)

South Carolina
(11/7/2025)

South Dakota
(11/3/2025)

Tennessee
(11/4/2025)

Texas
(11/4/2025)

Utah
(11/3/2025)

Vermont
(11/3/2025)

Virginia
(11/10/2025)

Washington
(11/3/2025)

West Virginia
(11/6/2025)

Wisconsin
(11/6/2025)

Wyoming
(11/5/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 82TO

Date: 3/4/2024

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARETE WEALTH MANAGEMENT, LLC

ARETE WEALTH MANAGEMENT, LLC | KEYSTONE SECURITIES, LLC. | KEYSTONE SECURITIES, LLC | KEYSTONE INVESTMENT ADVISORS, LLC

CRD#: 44856 / SEC#: , 8-50854

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1115 W Fulton Market 3rd Floor, Chicago, IL 60607

Mailing Address

1115 W Fulton Market 3rd Floor, Chicago, IL 60607

Phone number

(312) 940-3684

Established

Illinois since 01/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARETE WEALTH INC	DIRECT OWNER
BULLA, CHRISTIAN ALEXANDER	MUNICIPAL SECURITIES PRINCIPAL	7067640
CHUNG, UNBO	CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER	6208569
HOCK, DAVID CARL	CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP)	2246268
RAYNER, MICAH HARDING	REGISTERED OPTIONS PRINCIPAL	6252596
ROGERS, JOSHUA DEAN	CHIEF EXECUTIVE OFFICER	3163818

Disclosures

Regulatory Event	2
Civil Event	1
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Reginald A. Cabral

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reginald Allan Cabral's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE CAPITAL SECURITIES, LLC

PREP SECURITIES, LLC

S2K FINANCIAL LLC

ALPS DISTRIBUTORS, INC.

EMERSON EQUITY LLC

SELECT CAPITAL CORPORATION

INLAND SECURITIES CORPORATION

DEMOCRACY FUNDING LLC

CABOT LODGE SECURITIES LLC

REALTY CAPITAL SECURITIES, LLC

LIGHTSTONE SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2005

Series 82TO

Date: 3/4/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2004

FINRA

Current Firm

ARETE WEALTH MANAGEMENT, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ARETE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors