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Todd E. Eichman
KESTRA ADVISORY SERVICES
MIDLOTHIAN, VA 23113
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CRD#: 3224440
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Professional summary
Todd E Eichman, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Midlothian, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Midlothian, Virginia.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Sterling Benefits Holdings, Inc. Investment Related: No Address: 1173 Jefferson Green Circle Unit 3A Midlothian VA 23113 Nature of Business: Other Other/None of the Above Holding company that pays empolyees and other bills of the firm Position, Title or Relationship: Employee Start Date: 10/1/2003 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: generate commissions and fees through my NFP activities Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Todd E Eichman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
May 5, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1173 Jefferson Green Circle Unit 3a, Midlothian, VA 23113RIA
CRD#: 283330
MIDLOTHIAN, VA
Current
January 15, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1173 Jefferson Green Circle Unit 3a, Midlothian, VA 23113BD
CRD#: 42046
Midlothian, VA
Past
January 15, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
VIRGINIA BEACH, VA
Past
September 27, 2005 - November 19, 2013
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MIDLOTHIAN, VA
Past
January 26, 2005 - July 1, 2014
STERLING ASSET MANAGEMENT, LLC
RIA
CRD#: 119700
VIRGINIA BEACH, VA
Past
October 9, 2001 - February 21, 2012
STERLING BENEFITS BROKERAGE, LLC
BD
CRD#: 113868
VIRGINIA BEACH, VA
Past
August 1, 2000 - October 4, 2005
CAP PRO BROKERAGE SERVICES, INC.
BD
CRD#: 103953
COLUMBUS, OH
Past
June 16, 1999 - July 7, 2000
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
June 16, 1999 - July 7, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2025)
RR
Maryland(10/28/2014)
RR
New Mexico(2/8/2016)
RR
New York(2/3/2020)
RR
North Carolina(1/17/2014)
RR
South Carolina(1/23/2014)
RR
Texas(2/26/2019)
RR
Virginia(1/16/2014)
IAR
Virginia(5/5/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 6/15/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Midlothian, VA 23113TRUST BUT VERIFY
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