Christopher V. Gunderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher V Gunderson, who also goes by Chris Gunderson, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2021 - October 22, 2021
PARK SUTTON ADVISORS, LLC
October 28, 2005 - May 31, 2019
PERSHING ADVISOR SOLUTIONS LLC
April 1, 2004 - November 4, 2005
LAZARD ASSET MANAGEMENT SECURITIES LLC
April 4, 2001 - April 1, 2004
LAZARD FRERES & CO. LLC
July 14, 1999 - January 4, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PARK SUTTON ADVISORS, LLC
CRD#: 149828 / SEC#: , 8-68195
Contact information
Documents
Red Flags
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