Noah B. Miller
Professional summary
Noah Barnes Miller, who also goes by Noah Miller, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Salida, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Noah has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Noah Barnes Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2018 - Present
EMPOWER ADVISORY GROUP, LLC
January 20, 2016 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111February 2, 2015 - January 13, 2016
J.P. MORGAN SECURITIES LLC
February 4, 2010 - February 2, 2011
CURIAN CLEARING, LLC
January 25, 2001 - February 3, 2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 18, 1999 - September 24, 1999
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/19/2018
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
