Jean M. Mathieu

LEGACY FINANCIAL SOLUTIONS

MANCHESTER, NH 03101

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CRD#: 3223733

Professional summary

Jean Marie Mathieu, CLU®, who also goes by Jean Marie Esslinger, is a registered financial advisor currently at LEGACY FINANCIAL SOLUTIONS, INC. located in Manchester, New Hampshire.

Jean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jean has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jean Marie Esslinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Marie Mathieu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

October 12, 2005 - Present

LEGACY FINANCIAL SOLUTIONS, INC.

Office #1: 1361 Elm Street, #100, Manchester, NH 03101

RIA

CRD#: 114932

MANCHESTER, NH

Past

August 9, 2007 - December 31, 2007

INVESTORS CAPITAL CORP.

CRD#: 30613

MANCHESTER, NH

Past

January 27, 2006 - July 16, 2007

LEGACY ADVISORY SERVICES, INC.

RIA

CRD#: 111027

MANCHESTER, NH

Past

June 21, 2005 - July 16, 2007

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

MANCHESTER, NH

Past

November 10, 2003 - December 31, 2004

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

June 2, 1999 - February 20, 2002

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(10/12/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/1999

General Securities Representative Examination

Current Firm

LEGACY FINANCIAL SOLUTIONS, INC.

ELDER PLANNING ADVISORS OF NEW HAMPSHIRE, INC. | LEGACY FINANCIAL SOLUTIONS, INC.

CRD#: 114932 / SEC#:

New Hampshire

Registered Investment Advisory firm - (3/31/1998 Approved)

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Contact information

Main Address

1361 Elm Street Suite 100, Manchester, NH 03101

Mailing Address

Phone number

(603) 647-7166

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	241
AUM (Assets Under Management)	$ 26,900,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jean M. Mathieu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean Marie Mathieu's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY FINANCIAL SOLUTIONS, INC.

INVESTORS CAPITAL CORP.

LEGACY ADVISORY SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1999

Series 63

Date: 7/30/1999

Series 7

Date: 6/1/1999

Current Firm

LEGACY FINANCIAL SOLUTIONS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY FINANCIAL SOLUTIONS, INC.

TRUST BUT VERIFY

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