Andrew Metz

METZ CAPITAL MANAGEMENT LLC

LEWES, DE 19958

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CRD#: 3223354

Professional summary

Andrew Metz is a registered financial advisor currently at METZ CAPITAL MANAGEMENT LLC located in Lewes, Delaware.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Andrew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Metz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 1999 - Present

METZ CAPITAL MANAGEMENT LLC

Office #1: 439 Kings Highway, Lewes, DE 19958

RIA

CRD#: 108382

LEWES, DE

Past

April 1, 2003 - December 16, 2003

LEWES PARTNERS LLC

RIA

CRD#: 125411

LEWES, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(8/12/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/1999

Uniform Investment Adviser Law Examination

Current Firm

METZ CAPITAL MANAGEMENT LLC

CRD#: 108382 / SEC#: 801-56612

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Delaware

Registered Investment Advisory firm - (6/12/2012 Approved)

Maryland

Registered Investment Advisory firm - (5/14/2024 Revoked)

New Jersey

Registered Investment Advisory firm - (4/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

439 Kings Hwy, Lewes, DE 19958

Mailing Address

Phone number

(302) 644-1193

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 86,352,197

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew Metz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Metz's CRS (Customer Relationship Summary).

Certified licenses

Experience

METZ CAPITAL MANAGEMENT LLC

LEWES PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/1999

Current Firm

METZ CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

METZ CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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