David C. Turng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Chun-liang Turng, who also goes by David Dong, David Chunliang Turng, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2018 - December 9, 2021
THINK WEALTH, LLC
October 21, 2015 - December 31, 2018
THINK WEALTH, LLC
May 29, 2014 - August 20, 2014
HANA GLOBAL MARKETS, LLC
October 3, 2013 - August 9, 2022
MONT BLANC ASSET, INC.
October 25, 2010 - November 8, 2011
CHASE INVESTMENT SERVICES CORP.
October 25, 2010 - November 8, 2011
CHASE INVESTMENT SERVICES CORP.
February 22, 2010 - September 7, 2010
HSBC SECURITIES (USA) INC.
February 22, 2010 - September 7, 2010
HSBC SECURITIES (USA) INC.
July 3, 2006 - January 11, 2010
SIGNATOR INVESTORS, INC.
June 16, 2006 - January 11, 2010
SIGNATOR INVESTORS, INC.
April 15, 2005 - June 9, 2006
MSI FINANCIAL SERVICES, INC.
August 28, 2003 - June 9, 2006
METROPOLITAN LIFE INSURANCE COMPANY
August 28, 2003 - June 9, 2006
MSI FINANCIAL SERVICES, INC.
December 18, 2002 - May 14, 2003
WADDELL & REED
August 14, 2002 - May 14, 2003
WADDELL & REED
October 1, 1999 - April 15, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THINK WEALTH, LLC
CRD#: 293236 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 4,450,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
