EH
Edward F. Hayde
CETERA INVESTMENT ADVISERS LLC
BLOCK ISLAND, RI 02807
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CRD#: 3222491
EH
Professional summary
Edward Francis Hayde III is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Block Island, Rhode Island and CETERA ADVISORS LLC located in Block Island, Rhode Island.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Edward has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE AGENT, OMNI WEALTH MANAGEMENT GROUP, DBA, 1342 ROUTE 55, LAGRANGEVILLE, NY 12540 2) THE SHEFFIELD HOUSE, 351 HIGH STREET, BLOCK ISLAND, RI 02807-START 06/01/05-OWNER OF BED AND BREAKFAST-4HR/WK. 3) NAME OF OTHER BUSINESS: THE COMMITTEE FOR THE GREAT SALT POND ; INVESTMENT RELATED: NO; ADDRESS: P O BOX 1092 BLOCK ISLAND, RI 02807; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER AND TREASURER, PROTECT THE ENVIROMEMTAL QUALITY OF THE SALT POND ;
CRS (Client Relationship Summary) - RIA
Click below to view Edward Francis Hayde III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 30 Water St Ste 203a, Block Island, RI 02807RIA
CRD#: 105644
BLOCK ISLAND, RI
Current
January 6, 2005 - Present
CETERA ADVISORS LLC
Office #1: 30 Water St Ste 203a, Block Island, RI 02807BD
CRD#: 10299
Block Island, RI
Past
September 29, 2008 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
OTIS, IN
Past
July 22, 1999 - January 7, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 22, 1999 - January 7, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/7/2005)
RR
Florida(1/6/2006)
RR
Massachusetts(7/15/2019)
RR
New Jersey(1/6/2006)
RR
New York(1/6/2005)
RR
North Carolina(4/19/2007)
RR
Pennsylvania(7/30/2013)
RR
Rhode Island(1/9/2006)
IAR
Rhode Island(3/21/2024)
RR
South Carolina(4/22/2021)
RR
Virginia(4/30/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
