Benjamin E. Bramer
Professional summary
Benjamin Edward Bramer, who also goes by Ben Bramer, is a registered financial professional currently at HEIM, YOUNG & ASSOCIATES, INC. located in Springfield, Missouri.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1999. Benjamin has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Edward Bramer's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2022 - Present
HEIM, YOUNG & ASSOCIATES, INC.
Office #1: 1256 E. Kingsley St, Springfield, MO 65804-7211August 5, 2021 - September 2, 2021
BMO NESBITT BURNS SECURITIES LTD.
March 12, 2019 - September 2, 2021
BMO NESBITT BURNS SECURITIES LTD.
December 8, 2014 - August 2, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
December 5, 2014 - September 2, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
February 23, 2009 - December 18, 2012
IPI WEALTH MANAGEMENT, INC.
October 28, 2008 - December 18, 2012
INVESTMENT PLANNERS, INC.
May 30, 2006 - October 3, 2008
M HOLDINGS SECURITIES, INC.
November 10, 2003 - May 1, 2006
BKD INSURANCE, LLC
March 21, 2000 - June 21, 2000
A. G. EDWARDS & SONS, INC.
May 21, 1999 - January 26, 2000
ANDREW GARRETT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2022)
Exams
FINRA
Current Firm
HEIM, YOUNG & ASSOCIATES, INC.
CRD#: 38993 / SEC#: , 8-48500
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERCER ADVISORS, INC. | OWNER | |
| BRAMER, BENJAMIN EDWARD | DIRECTOR | 3222029 |
| CATALDO, CHRISTINE ADELE | CHIEF INFORMATION OFFICER | 3042889 |
| DREPAUL, ROSHNI ARUNA | FINOP / PFO | 6487453 |
| ENCINO, MATHEW RYAN | GENERAL COUNCEL, SECRETARY | 7530163 |
| ERKER, TORIAN BILLS | CCO | 6309105 |
| LEE, TRINITY YVONNE | PRESIDENT & EXECUTIVE DIRECTOR /CFO/POO | 5472899 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HEIM, YOUNG & ASSOCIATES, INC.
CRD#: 38993Springfield, MO 65804-7211TRUST BUT VERIFY
Monitor Benjamin Bramer
Get automatic monthly alerts on:
