AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
BB

Benjamin Edward Bramer

HEIM, YOUNG & ASSOCIATES
SPRINGFIELD, MO
·CRD# 3222029·27 years experience

Professional Summary

Benjamin Edward Bramer, who also goes by Ben Bramer, is a registered financial advisor currently at HEIM, YOUNG & ASSOCIATES, INC. located in Springfield, Missouri. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1999. Benjamin has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Bramer

Blog Corner

Similar Advisors

Jeremy W Clark
Jeremy W Clark

PFS INVESTMENTS INC.

SPRINGFIELD, MO · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Jeremy W Clark
Jeremy W Clark

PFS INVESTMENTS INC.

SPRINGFIELD, MO · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Jeremy W Clark
Jeremy W Clark

PFS INVESTMENTS INC.

SPRINGFIELD, MO · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeremy W Clark
Jeremy W Clark

PFS INVESTMENTS INC.

SPRINGFIELD, MO · CRD#

Years of Experience

27 years in the financial services industry

Current & Past Employments

HEIM, YOUNG & ASSOCIATES, INC.·CRD# 38993
BD
1256 E. Kingsley St, Springfield, MO 65804-7211
September 19, 2022 - Present
BMO NESBITT BURNS SECURITIES LTD.·CRD# 281337
RIA
Chicago, IL
August 5, 2021 - September 2, 2021
BMO NESBITT BURNS SECURITIES LTD.·CRD# 44057
BD
Toronto, Ontario
March 12, 2019 - September 2, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.·CRD# 137115
RIA
Chicago, IL
December 8, 2014 - August 2, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.·CRD# 137115
BD
Chicago, IL
December 5, 2014 - September 2, 2021
IPI WEALTH MANAGEMENT, INC.·CRD# 111872
RIA
Decatur, IL
February 23, 2009 - December 18, 2012
INVESTMENT PLANNERS, INC.·CRD# 18557
BD
Decatur, IL
October 28, 2008 - December 18, 2012
M HOLDINGS SECURITIES, INC.·CRD# 43285
BD
Portland, OR
May 30, 2006 - October 3, 2008
BKD INSURANCE, LLC·CRD# 42911
BD
Springfield, MO
November 10, 2003 - May 1, 2006
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
March 21, 2000 - June 21, 2000
ANDREW GARRETT INC.·CRD# 29931
BD
New York, NY
May 21, 1999 - January 26, 2000

Similar Advisors

Jeremy W Clark
Jeremy W Clark

PFS INVESTMENTS INC.

SPRINGFIELD, MO · CRD#

Current Firm

HY
HEIM, YOUNG & ASSOCIATES, INC.

HEIM & YOUNG SECURITIES, INC. | MABS INSURANCE SOLUTIONS | MA BROKERAGE SOLUTIONS | HEIM, YOUNG & ASSOCIATES, INC.

CRD#: 38993 / SEC#: 8-48500
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1256 E. Kingsley St, Springfield, MO 65804-7211

Mailing Address

1256 E. Kingsley St, Springfield, MO 65804-7211

Phone Number

(417) 882-7283

Established

Missouri since 07/07/1995

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MERCER ADVISORS, INC.OWNER—
BRAMER, BENJAMIN EDWARDDIRECTOR3222029
CATALDO, CHRISTINE ADELECHIEF INFORMATION OFFICER3042889
DREPAUL, ROSHNI ARUNAFINOP / PFO6487453
ENCINO, MATHEW RYANGENERAL COUNCEL, SECRETARY7530163
ERKER, TORIAN BILLSCCO6309105
LEE, TRINITY YVONNEPRESIDENT & EXECUTIVE DIRECTOR /CFO/POO5472899

Similar Advisors

Jeremy W Clark
Jeremy W Clark

PFS INVESTMENTS INC.

SPRINGFIELD, MO · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Jeremy W Clark
Jeremy W Clark

PFS INVESTMENTS INC.

SPRINGFIELD, MO · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(10/18/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1999About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2007About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Jeremy W Clark
Jeremy W Clark

PFS INVESTMENTS INC.

SPRINGFIELD, MO · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Edward Bramer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Jeremy W Clark
Jeremy W Clark

PFS INVESTMENTS INC.

SPRINGFIELD, MO · CRD#
BB
Follow Benjamin
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required