Steven J. Weinberger

HCR WEALTH ADVISORS

Los Angeles, CA 90024

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CRD#: 3221929

Professional summary

Steven Jeff Weinberger, CFP®, who also goes by Steve Jeff Weinberger, is a registered financial advisor currently at HCR WEALTH ADVISORS located in Los Angeles, California and INVESTMENT SECURITY CORPORATION located in Los Angeles, California.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Jeff Weinberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) I AM A FINANCIAL ADVISOR OF HCR WEALTH ADVISORS, INC., 10866 WILSHIRE BLVD., SUITE 1600, LOS ANGELES, CA 90024; INVESTMENT-RELATED; PROVIDING INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES; MY DUTIES ARE PROVIDING INVESTMENT AND FINANCIAL ADVICE AND RELATED SERVICES; START DATE 01/1999; I DEVOTE 160 HOURS PER MONTH; I DEVOTE 4 TO 5 HOURS PER DAY DURING SECURITIES TRADING HOURS. (2) Since August 2002, I have been a registered representative with Investment Security Corporation, a registered broker-dealer located at 10866 Wilshire Blvd., Suite 1600, Los Angeles, CA 90024. In this capacity, I may recommend investment products and receive transactions commissions if products are purchased through the broker-dealer. I devote less than 1 hour per month to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jeff Weinberger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

January 6, 2022 - Present

HCR WEALTH ADVISORS

Office #1: 10866 Wilshire Blvd. Suite 1600, Los Angeles, CA 90024

RIA

CRD#: 108676

Los Angeles, CA

Current

August 7, 2002 - Present

INVESTMENT SECURITY CORPORATION

Office #1: 10866 Wilshire Blvd. Suite 1600, Los Angeles, CA 90024

CRD#: 47536

Los Angeles, CA

Past

January 16, 2007 - December 31, 2021

HCR WEALTH ADVISORS

RIA

CRD#: 108676

LOS ANGELES, CA

Past

May 20, 1999 - July 25, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HCR WEALTH ADVISORS

HCR WEALTH ADVISORS | HELLER CAPITAL RESOURCES FINANCIAL & INSURANCE SERVICES INC. | HELLER CAPITAL RESOURCES

CRD#: 108676 / SEC#: 801-56452

RIA

Registered Investment Advisory firm - (4/16/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/7/2002)

IAR

California
(1/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/28/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/13/2004

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HCR WEALTH ADVISORS

HCR WEALTH ADVISORS | HELLER CAPITAL RESOURCES FINANCIAL & INSURANCE SERVICES INC. | HELLER CAPITAL RESOURCES

CRD#: 108676 / SEC#: 801-56452

RIA

Registered Investment Advisory firm - (4/16/1999 Approved)

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Contact information

Main Address

10866 Wilshire Blvd. Suite 1600, Los Angeles, CA 90024

Mailing Address

Phone number

(310) 473-5445

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HCR WEALTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,205
AUM (Assets Under Management)	$ 1,676,210,398

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2025	Cover Page	Report
02/24/2025	Cover Page	Report
05/01/2024	Cover Page	Report
01/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven J. Weinberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jeff Weinberger's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT SECURITY CORPORATION

HCR WEALTH ADVISORS

OSAIC WEALTH, INC.

Primary Firm SEC Registration

HCR WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/1999

Series 63

Date: 5/28/1999

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 5/19/1999

Series 53

Date: 12/13/2004

FINRA

Current Firm

HCR WEALTH ADVISORS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HCR WEALTH ADVISORS

TRUST BUT VERIFY

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