Scott D. Krattenmaker
Professional summary
Scott David Krattenmaker, who also goes by Scott Krattenmaker, is a registered financial professional currently at SIGULER GUFF GLOBAL MARKETS, LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1999. Scott has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott David Krattenmaker's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2023 - Present
SIGULER GUFF GLOBAL MARKETS, LLC
Office #1: 200 Park Avenue 14th Floor, New York, NY, 10166December 9, 2010 - May 17, 2023
MORGAN STANLEY DISTRIBUTION, INC.
August 13, 2008 - November 11, 2010
AMUNDI DISTRIBUTOR US, INC.
July 2, 2007 - July 21, 2008
BNY MELLON SECURITIES CORPORATION
November 3, 2005 - December 31, 2005
MBSC, LLC
October 23, 2000 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
February 7, 2000 - October 26, 2000
NATIONAL FINANCIAL SERVICES LLC
May 21, 1999 - October 25, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
(5/31/2023)
Exams
FINRA
Current Firm
SIGULER GUFF GLOBAL MARKETS, LLC
CRD#: 159534 / SEC#: , 8-68996
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
