Damon L. Daigle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damon Lawrence Daigle was a registered financial professional .
Damon is a previously registered financial professional and started their career in finance in 1999. Damon had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2014 - June 13, 2023
BAVARIAN WEALTH MANAGEMENT, INC.
March 18, 2008 - December 16, 2013
BAVARIAN WEALTH MANAGEMENT, INC.
April 11, 2006 - August 2, 2006
FSC SECURITIES CORPORATION
April 11, 2006 - July 25, 2011
FSC SECURITIES CORPORATION
March 9, 2004 - April 1, 2005
PAN-AMERICAN INVESTMENT ADVISERS, INC.
April 26, 2001 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
June 18, 1999 - April 16, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAVARIAN WEALTH MANAGEMENT, INC.
CRD#: 135035 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 229 |
| AUM (Assets Under Management) | $ 20,079,986 |
Red Flags
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