Janice M. Johnson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
MANCHESTER, CT 06040
Some features on this profile are disabled
CRD#: 3220679
Professional summary
Janice Marie Johnson, CFP®, who also goes by Janice Marie Horn, Jan Marie Johnson, Janice M Johnson, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Manchester, Connecticut and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Manchester, Connecticut.
Janice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Janice has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janice Marie Horn | Jan Marie Johnson | Janice M Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JAN JOHNSON, MS, CFP, INDEPENDENT INSURANCE AGENT, 156 E CENTER ST, MANCHESTER, CT, 1/2000 FOR VARIOUS INDEPENDENT INSURANCE AGENCIES. INV REL - 10 HR/MO - 8/TRADING. 2) JAN JOHNSON, MS, RD, CDN, 201 SHALLOWBROOK LN, MANCHESTER, CT 06040. BEGAN 1/1/76 AS A REGISTERED DIETITIAN, MAINTAINING CERTIFICATION AND MAY SPEAK ABOUT NUTRITION. NOT INVESTMENT RELATED. DEVOTES 15 HRS/YR, NONE DURING TRADING. 3) JAN JOHNSON, MS, CFP, 201 SHALLOWBROOK LN, MANCHESTER, CT 06040. BEGAN 1/1/96 AS ADJUNCT FACULTY, TEACHING CERTIFIED FINANCIAL PLANNING PROGRAM. NOT INVESTMENT RELATED. DEVOTES 20 HRS/YR, NONE DURING TRADING. 4) TOWN OF MANCHESTER PENSION FUND, TOWN HALL EAST CENTER ST., MANCHESTER, CT 06040. BEGAN 1/1/07 AS BOARD MEMBER WHO CANNOT ACT ON BEHALF OF THE PENSION BOARD WITHOUT THE PERMISSION OF THE OTHER BOARD MEMBERS. NOT INVESTMENT RELATED. DEVOTES 2 HRS/MNTH, NONE DURING TRADING. 5) JAN JOHNSON, MS, CFP, 156 E CENTER ST, MANCHESTER, CT, 01/2000 AS OWNER, TAX PLANNING AND PREPARATION. INVESTMENT RELATED. DEVOTES 520 HRS/YR. 1 HR DURING TRADING. 6) THE BENNETT HOUSING AUTHORITY, 41 CENTER ST, MANCHESTER, CT 06040. BEGAN 10/2010 AS BOARD MEMBER THAT OVERSEAS LOW INCOME HOUSING FOR THE ELDERLY. DEVOTES 10 HR/YR-NONE DURING TRADING. NON-PROFIT. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 4 HR/WK - 4/TRADING. 09/30/11. 8) JOHNSON MARKETING / 201 Shallowbrook Lane, Manchester CT 06040 / 10/13/2021 / NIR / MARKETING ACTIVITIES FOR JAN JANSON CFP / 16HR/MO - 16HR/MO TRADING 9) JAN JOHNSON MS CFP, 945 Main Street, Manchester CT 06040, 09/2011, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Janice Marie Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
September 30, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 843 Main St Ste 10, Manchester, CT 06040RIA
CRD#: 134139
MANCHESTER, CT
Current
September 30, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 945 Main Street Suite 306, Manchester, CT 06040BD
CRD#: 39543
Manchester, CT
Past
August 30, 2011 - October 3, 2011
COORDINATED CAPITAL SECURITIES, INC.
RIA
CRD#: 14762
MANCHESTER, CT
Past
August 24, 2011 - October 3, 2011
COORDINATED CAPITAL SECURITIES, INC.
BD
CRD#: 14762
MANCHESTER, CT
Past
October 3, 2005 - September 9, 2011
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
MANCHESTER, CT
Past
October 3, 2005 - September 9, 2011
WRP INVESTMENTS, INC.
BD
CRD#: 7365
MANCHESTER, CT
Past
May 4, 2004 - May 5, 2004
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
MANCHESTER, CT
Past
May 4, 2004 - October 3, 2005
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Past
January 26, 2004 - October 4, 2005
FINANCIAL NETWORK CONCEPTS LLC
RIA
CRD#: 127056
NEWINGTON, CT
Past
September 13, 2002 - May 4, 2004
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
BOSTON, MA
Past
July 28, 1999 - September 24, 2002
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/30/2011)
RR
Connecticut(9/30/2011)
IAR
Connecticut(9/30/2011)
RR
Florida(9/30/2011)
RR
Iowa(10/6/2022)
RR
Massachusetts(9/30/2011)
RR
Nebraska(9/28/2022)
RR
New Jersey(6/19/2014)
RR
New York(6/11/2012)
RR
North Carolina(6/12/2023)
RR
North Dakota(9/30/2011)
RR
Pennsylvania(6/18/2015)
RR
South Dakota(7/28/2022)
RR
Virginia(11/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
