EB
Emily A. Burr
KESTRA ADVISORY SERVICES
Southbury, CT 06488
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CRD#: 3220641
EB
Professional summary
Emily Anne Burr, AIF®, who also goes by Emily Anne Lichtenwalner, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Southbury, Connecticut and KESTRA INVESTMENT SERVICES, LLC located in Southbury, Connecticut.
Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Emily has worked at 4 firms and has passed the Series 66, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emily Anne Lichtenwalner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: National Institute of Pension Administrators (NIPA) Investment Related: No Address: 330 N Wabash Ave, Suite 2000 Chicago IL 60611 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Director Start Date: 7/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Offer consulting and feedback that supports the organization and membership of NIPA. Business Name: TR Paul Inc. Investment Related: No Address: 14 Commerce Road Newtown CT 06470 Nature of Business: Other TPA Position, Title or Relationship: Employee Start Date: 4/13/1993 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: I consult on compliance and plan design features for client associated with NFPAS as well as those that are not associated with NFPAS.
CRS (Client Relationship Summary) - RIA
Click below to view Emily Anne Burr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 20, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 555 Heritage Road, Southbury, CT 06488RIA
CRD#: 283330
Southbury, CT
Current
August 25, 2003 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 555 Heritage Road, Southbury, CT 06488BD
CRD#: 42046
Southbury, CT
Past
November 10, 2004 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
August 25, 2003 - September 26, 2003
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
May 13, 2003 - November 10, 2004
TR PAUL INVESTMENT SERVICES, LLC
RIA
CRD#: 123137
NEWTOWN, CT
Past
March 1, 2000 - September 17, 2002
SMH CAPITAL INVESTMENTS LLC
BD
CRD#: 24535
FT. WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/8/2003)
IAR
Connecticut(4/20/2016)
RR
Florida(8/7/2008)
RR
Illinois(8/8/2008)
RR
Maryland(12/2/2003)
RR
Massachusetts(8/26/2003)
RR
New Hampshire(12/3/2003)
RR
New Jersey(8/25/2003)
RR
New York(9/9/2003)
RR
Pennsylvania(9/26/2013)
RR
Rhode Island(8/27/2003)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Southbury, CT 06488TRUST BUT VERIFY
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