Donya M. Monroe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donya Marie Monroe, who also goes by Donya M Monroe, was a registered financial professional .
Donya is a previously registered financial professional and started their career in finance in 1999. Donya had worked at 3 firms and has passed the Series 66, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2012 - December 31, 2013
MWA WEALTH MANAGEMENT & INVESTMENT ADVISORY GROUP, LLC
May 4, 2005 - September 21, 2010
NEXT FINANCIAL GROUP, INC.
February 1, 2005 - September 21, 2010
NEXT FINANCIAL GROUP, INC.
November 17, 1999 - February 7, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 1999 - February 7, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MWA WEALTH MANAGEMENT & INVESTMENT ADVISORY GROUP, LLC
CRD#: 164722 / SEC#:
Contact information
Red Flags
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