Gavin M. Morrissey

FSA WEALTH MANAGEMENT

Needham, MA 02494

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CRD#: 3220462

Professional summary

Gavin Michael Morrissey is a registered financial advisor currently at FSA WEALTH MANAGEMENT, LLC located in Needham, Massachusetts.

Gavin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gavin has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GAVIN MORRISSEY HAS SERVED AS A DUALLY-REGISTERED INVESTMENT ADVISOR REPRESENTATIVE/REGISTERED REPRESENTATIVE WITH Commonwealth Financial Network and an investment advisor representative with FINANCIAL STRATEGY ASSOCIATES, INC SINCE 08/2017. BUSINESS ACTIVITIES ARE CONDUCTED FROM NEEDHAM, MA. Trustee of company retirement plan, FSA 401(k) Plan. Investment related and conducted from branch location. Co-owner of Financial Strategy Associates, Inc., entity created to operate securities and advisory business. Investment related and conducted from branch location.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin Michael Morrissey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2017 - Present

FSA WEALTH MANAGEMENT, LLC

Office #1: 144 Gould Street Suite 120, Needham, MA 02494

RIA

CRD#: 288525

Needham, MA

Past

March 30, 2007 - August 16, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Needham, MA

Past

May 24, 1999 - September 29, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Needham, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FSA WEALTH MANAGEMENT, LLC

FINANCIAL STRATEGY ASSOCIATES, INC. | HESLOP & MORRISSEY | FSA WEALTH MANAGEMENT, LLC | FSA WEALTH MANAGEMENT

CRD#: 288525 / SEC#: 801-110991

RIA

Registered Investment Advisory firm - (8/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/14/2017)

IAR

Texas
(11/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/24/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/21/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/31/2000

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/19/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/1999

General Securities Principal Examination

Current Firm

FSA WEALTH MANAGEMENT, LLC

FINANCIAL STRATEGY ASSOCIATES, INC. | HESLOP & MORRISSEY | FSA WEALTH MANAGEMENT, LLC | FSA WEALTH MANAGEMENT

CRD#: 288525 / SEC#: 801-110991

RIA

Registered Investment Advisory firm - (8/11/2017 Approved)

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Contact information

Main Address

144 Gould Street Suite 120, Needham, MA 02494

Mailing Address

Phone number

(781) 455-1020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL STRATEGY ASSOCIATES DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS AND PRIVACY POLICY (3/4/2025)

Regulatory assets under management

Total Number of Accounts	916
AUM (Assets Under Management)	$ 459,346,139

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gavin M. Morrissey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gavin Michael Morrissey's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

FSA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2001

Series 63

Date: 6/24/1999

SIE

Date: 9/29/2017

Series 55

Date: 4/24/2000

Series 7

Date: 5/21/1999

Series 53

Date: 8/31/2000

Series 4

Date: 1/19/2000

Series 24

Date: 7/23/1999

Current Firm

FSA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FSA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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