Riza K. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Riza Khalil Hernandez, who also goes by Riza C Khalil, was a registered financial professional .
Riza is a previously registered financial professional and started their career in finance in 2003. Riza had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2021 - December 31, 2024
ENTREFOLIO WEALTH MANAGEMENT
February 7, 2020 - October 31, 2020
ADVISORY ALPHA, LLC
September 27, 2018 - February 6, 2020
OSAIC FS, INC.
September 27, 2018 - February 6, 2020
OSAIC FS, INC.
July 14, 2014 - October 1, 2018
WELLS FARGO CLEARING SERVICES, LLC
July 11, 2014 - October 1, 2018
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - July 17, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - July 17, 2014
J.P. MORGAN SECURITIES LLC
July 13, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 13, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
June 20, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 20, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 27, 2003 - September 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2003 - September 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENTREFOLIO WEALTH MANAGEMENT
CRD#: 312977 / SEC#: 801-120559
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 4,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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