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MG

Michael G. Glynn

GALLAGHER SECURITIES,
New York, NY 10017
Some features on this profile are disabled
CRD#: 3219445
MG

Professional summary


Michael Gerard Glynn, who also goes by Michael G Glynn, is a registered financial professional currently at GALLAGHER SECURITIES, INC located in New York, New York and GOODBODY SECURITIES INC .

Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 28 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael G Glynn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Gerard Glynn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 27, 2007 - Present

GALLAGHER SECURITIES, INC

Office #1: 300 Madison Avenue 28th Floor, New York, NY 10017
RIA
BD
CRD#: 116605
New York, NY
Current

February 25, 2008 - Present

GOODBODY SECURITIES INC

Office #1: 9-12 Dawson Street, Dublin, DUBLIN 2
BD
CRD#: 135790
DUBLIN,
Current

February 8, 2011 - Present

LLOYDS SECURITIES

Office #1: 1095 Avenue Of The Americas, New York, NY 10036
BD
CRD#: 154515
New York, NY
Current

November 4, 2011 - Present

UNICREDIT CAPITAL MARKETS LLC

Office #1: 150 East 42nd St, New York, NY 10017
BD
CRD#: 7789
New York, NY
Current

January 14, 2015 - Present

ITAU INTERNATIONAL SECURITIES INC.

Office #1: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131
RIA
BD
CRD#: 144769
Miami, FL
Current

April 2, 2015 - Present

WESTPAC CAPITAL MARKETS LLC

Office #1: 390 Park Avenue 14th Floor, New York, NY 10022
BD
CRD#: 164763
NEW YORK, NY
Current

July 21, 2016 - Present

ODDO BHF NEW YORK CORPORATION

Office #1: 150 East 52nd Street 5th Floor, New York, NY 10022
BD
CRD#: 45104
New York, NY
Current

July 16, 2018 - Present

BELL POTTER SECURITIES (US) LLC

Office #1: 444 Madison Ave Floor 39, New York, NY 10022
BD
CRD#: 289328
New York, NY
Current

February 25, 2020 - Present

ABSA SECURITIES U.S. INC.

Office #1: 610 Fifth Avenue Suite 405, New York, NY 10020
BD
CRD#: 299729
NEW YORK, NY
Current

August 18, 2022 - Present

WILLIS TOWERS WATSON SECURITIES, LLC

Office #1: 200 Liberty Street 6th Floor, New York, NY 10281
RIA
BD
CRD#: 317602
NEW YORK, NY
Current

February 26, 2025 - Present

ITAU BBA USA SECURITIES, INC.

Office #1: 599 Lexington Avenue 34th Floor, New York, NY, 10022
RIA
BD
CRD#: 118817
NEW YORK, NY
Past

March 13, 2017 - May 9, 2018

ASCENDANT ALTERNATIVE STRATEGIES, LLC

BD
CRD#: 283881
New York, NY
Past

December 23, 2016 - December 1, 2023

GUOTAI JUNAN SECURITIES USA, INC.

BD
CRD#: 283550
NEW YORK, NY
Past

September 28, 2016 - December 21, 2022

HAITONG SECURITIES USA LLC

BD
CRD#: 281918
NEW YORK, NY
Past

February 25, 2013 - July 7, 2014

LAMPE CAPITAL NORTH AMERICA LLC

BD
CRD#: 160477
NEW YORK, NY
Past

November 1, 2011 - November 25, 2015

D/B/A CLARKSONS PLATOU SECURITIES

BD
CRD#: 113325
NEW YORK, NY
Past

December 21, 2010 - October 6, 2017

FORTRESS CAPITAL FORMATION LLC

BD
CRD#: 152385
NEW YORK, NY
Past

October 8, 2010 - April 7, 2015

ODDO BHF NEW YORK CORPORATION

BD
CRD#: 45104
NEW YORK, NY
Past

October 29, 2009 - August 17, 2010

LEDGEMONT CAPITAL MARKETS LLC

BD
CRD#: 119340
NEW YORK, NY
Past

October 9, 2009 - October 19, 2011

AVATAR SECURITIES, LLC

BD
CRD#: 147763
NEW YORK, NY
Past

July 7, 2009 - March 9, 2010

MILLBURN RIDGEFIELD LLC

BD
CRD#: 148870
NEW YORK, NY
Past

November 12, 2008 - April 2, 2012

LEBENTHAL & CO., LLC

BD
CRD#: 145750
NEW YORK, NY
Past

April 7, 2008 - June 26, 2009

UNIBANCO SECURITIES INC.

BD
CRD#: 43600
NEW YORK, NY
Past

February 4, 2008 - March 11, 2010

LEDGEMONT SECURITIES LLC

BD
CRD#: 145009
NEW YORK, NY
Past

January 14, 2008 - July 21, 2016

GLOBAL FRONTERA MARKETS INC.

BD
CRD#: 144634
NEW YORK, NY
Past

September 21, 2007 - May 5, 2014

RICE FINANCIAL PRODUCTS COMPANY

BD
CRD#: 21606
NEW YORK, NY
Past

April 4, 2007 - January 13, 2010

LONGVIEW FINANCIAL GROUP, INC

BD
CRD#: 38286
NEW YORK, NY
Past

March 9, 2005 - January 3, 2007

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

June 19, 2003 - March 2, 2005

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IB
ITAU BBA USA SECURITIES, INC.
ITAU BBA USA SECURITIES, INC. | ITAU USA SECURITIES INC. | ITAU SECURITIES INC.

CRD#: 118817 / SEC#: 801-128491, 8-53702

RIA
Registered Investment Advisory firm - SEC (9/11/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/14/2015)

Exams


General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IB
ITAU BBA USA SECURITIES, INC.
ITAU BBA USA SECURITIES, INC. | ITAU USA SECURITIES INC. | ITAU SECURITIES INC.

CRD#: 118817 / SEC#: 801-128491, 8-53702

RIA
Registered Investment Advisory firm - SEC (9/11/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
599 Lexington Avenue 34th Floor 34th Floor, New York, NY, 10022
Mailing Address
599 Lexington Avenue 34th Floor, New York, NY, 10022
Phone number
(212) 845-0600
Established
Delaware since 11/06/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Part 2 Brochures

ITAU BBA ADV PART 2A MARCH 2025 (3/31/2025)

Direct owners and executive officers


NamePositionCRD#
ITB HOLDING BRASIL PARTICIPAÇÕES LTDDIRECT OWNER
DUKES, MATTHEW GARDNEREXECUTIVE REPRESENTATIVE4830845
GLYNN, MICHAEL GERARDFINOP3219445
GOODALL, KENNETH RAYCHIEF COMPLIANCE OFFICER2682569
LINNET, LEONARD BRUNODIRECTOR4400967
PASCON BASTOS, FABIANA MRS.DIRECTOR7381972
WILBERG, FELIPE WEILDIRECTOR2568663

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ITAU BBA USA SECURITIES, INC.

CRD#: 118817New York, NY 10017

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