Catharine V. Fairley

CATHARINE FAIRLEY PLANNING GROUP LLC

FREDERICK, MD 21701

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CRD#: 3219097

Professional summary

Catharine V Fairley, CFP®, who also goes by Catherine V Fairley, Catharine Vanleeuwen, Catharine Vanleeuwenfairley, is a registered financial advisor currently at CATHARINE FAIRLEY PLANNING GROUP LLC located in Frederick, Maryland.

Catharine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Catharine has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Catherine V Fairley | Catharine Vanleeuwen | Catharine Vanleeuwenfairley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF CATHARINE FAIRLEY, CPA LLC WHICH IS A CPA FIRM. NON INVESTMENT RELATED. ADDRESS IS SAME. I HAVE PRACTICED AS A CPA HERE SINCE 9/2013. 90% OF MY TIME HERE AND 10% OF MY TIME WITH CATHARINE FAIRLEY PLANNING GROUP, LLC WHICH IS AN HOURLY FEE ONLY FINANCIAL PLANNING PRACTICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catharine V Fairley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 6, 2022 - Present

CATHARINE FAIRLEY PLANNING GROUP LLC

Office #1: 3 College Ave #1, Frederick, MD 21701

RIA

CRD#: 169243

FREDERICK, MD

Past

December 1, 2004 - October 7, 2013

DRAPER MCGINLEY PLANNING GROUP, INC.

RIA

CRD#: 116702

FREDERICK, MD

Past

June 2, 1999 - October 13, 2000

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/6/2022)

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Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/1999

General Securities Representative Examination

Current Firm

CATHARINE FAIRLEY PLANNING GROUP LLC

CRD#: 169243 / SEC#:

Maryland

Registered Investment Advisory firm - (10/30/2013 Approved)

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Contact information

Main Address

3 College Ave #1, Frederick, MD 21701

Mailing Address

Phone number

(301) 378-0176

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Catharine V. Fairley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catharine V Fairley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CATHARINE FAIRLEY PLANNING GROUP LLC

DRAPER MCGINLEY PLANNING GROUP, INC.

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/1999

Series 7

Date: 6/1/1999

Current Firm

CATHARINE FAIRLEY PLANNING GROUP LLC

Contact information

Documents

Red Flags

Company Information

CATHARINE FAIRLEY PLANNING GROUP LLC

TRUST BUT VERIFY

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