Jason W. Matthews

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CRD#: 3218588

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason William Matthews was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1999. Jason had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 9, 2010 - May 1, 2014

BNY ADVISORS

RIA

CRD#: 106108

KING OF PRUSSIA, PA

Past

April 9, 2010 - May 1, 2014

PERSHING LLC

CRD#: 7560

KING OF PRUSSIA, PA

Past

April 4, 2008 - April 1, 2010

BNY MELLON SECURITIES CORPORATION

CRD#: 231

MALVERN, PA

Past

April 2, 2008 - April 5, 2010

LOCKWOOD FINANCIAL SERVICES, INC.

RIA

CRD#: 40655

MALVERN, PA

Past

December 15, 2006 - March 27, 2008

BNY ADVISORS

RIA

CRD#: 106108

MALVERN, PA

Past

July 20, 2006 - April 4, 2008

PERSHING LLC

CRD#: 7560

MALVERN, PA

Past

August 31, 1999 - July 27, 2006

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

May 20, 1999 - June 10, 1999

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BNY ADVISORS

CRD#: 106108 / SEC#: 801-52378

RIA

Registered Investment Advisory firm - (7/15/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/5/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/13/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/1/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/24/2002

General Securities Principal Examination

Current Firm

BNY ADVISORS

CRD#: 106108 / SEC#: 801-52378

RIA

Registered Investment Advisory firm - (7/15/1996 Approved)

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Contact information

Main Address

1800 American Blvd. Suite 300 - Pod D, Pennington, NJ 08534

Mailing Address

Phone number

800-200-3033, OPTION 3

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BNY MELLON ADVISORS, INC. MANAGED360 PROGRAM WRAP FEE PROGRAM BROCHURE (3/31/2025)

BNY MELLON ADVISORS, INC. FIRM BROCHURE - INTERMEDIARY SOLUTIONS (3/31/2025)

BNY MELLON ADVISORS, INC. FIRM BROCHURE - INSTITUTIONAL & HIGH NET WORTH CLIENT SOLUTIONS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	122,578
AUM (Assets Under Management)	$ 23,959,697,127

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
08/28/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason W. Matthews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PERSHING LLC

BNY MELLON SECURITIES CORPORATION

LOCKWOOD FINANCIAL SERVICES, INC.

BNY ADVISORS

PERSHING LLC

VANGUARD MARKETING CORPORATION

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

BNY ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2006

Series 63

Date: 10/5/1999

Series 7

Date: 5/13/1999

Series 4

Date: 5/1/2002

Series 24

Date: 1/24/2002

Current Firm

BNY ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BNY ADVISORS

TRUST BUT VERIFY

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