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AB

Akos (nmn) Beleznay

EASTERLY SECURITIES
BEVERLY, MA
·CRD# 3217813·27 years experience

Professional Summary

Akos (nmn) Beleznay, who also goes by Akos Beleznay, is a registered financial advisor currently at EASTERLY SECURITIES LLC located in Beverly, Massachusetts. Akos is registered as a RR (Registered Representative) and started their career in finance in 1999. Akos has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Akos Beleznay

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

EASTERLY SECURITIES LLC·CRD# 281103
BD
138 Conant Street Suite 100, Beverly, MA 01915
February 13, 2024 - Present
FDX CAPITAL LLC·CRD# 119302
BD
New York, NY
October 14, 2015 - February 13, 2024
RIVERSIDE PORTFOLIO MANAGEMENT, LLC·CRD# 150759
RIA
Miami, FL
September 15, 2014 - December 31, 2014
COMMERCE ASSET MANAGEMENT, LLC·CRD# 159561
RIA
Memphis, TN
February 8, 2012 - May 21, 2014
COMMERCE ADVISORS, LLC·CRD# 151439
RIA
Memphis, TN
June 16, 2011 - May 21, 2014
ENERECAP PARTNERS, LLC·CRD# 26554
BD
Atlanta, GA
June 21, 2010 - May 23, 2012
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
New Orleans, LA
June 1, 2006 - April 29, 2010
PAN-AMERICAN FINANCIAL ADVISERS·CRD# 15578
BD
New Orleans, LA
September 4, 2002 - November 30, 2005
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
July 7, 1999 - September 9, 2002

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Current Firm

ES
EASTERLY SECURITIES LLC

EASTERLY SECURITIES LLC | EASTERLY SECURITIES, LLC

CRD#: 281103 / SEC#: 8-69661
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

138 Conant Street Suite 100, Beverly, MA 01915

Mailing Address

138 Conant Street Suite 100, Beverly, MA 01915

Phone Number

(617) 231-4300

Established

Delaware since 07/06/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EASTERLY ASSET MANAGEMENT OPERATIONS LLCSOLE AND MANAGING MEMBER—
FRIZE, BERNARD JOSEPH JRCHIEF COMPLIANCE OFFICER2366022
JULIANO JR, PHILIP LCHIEF EXECUTIVE OFFICER4781008
JUSTER, KENNETH GCHIEF LEGAL OFFICER4788250
MONTAGUE, MICHAELCHIEF FINANCIAL OFFICER5121305
SMITH, ELIZABETH ANNEFINOP1960549

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/26/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 2001About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Akos (nmn) Beleznay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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