Akos (. Beleznay

EASTERLY SECURITIES LLC

Beverly, MA 01915

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CRD#: 3217813

Professional summary

Akos (nmn) Beleznay, who also goes by Akos Beleznay, is a registered financial professional currently at EASTERLY SECURITIES LLC located in Beverly, Massachusetts.

Akos is registered as a RR (Registered Representative) and started their career in finance in 1999. Akos has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Akos Beleznay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Akos (nmn) Beleznay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2024 - Present

EASTERLY SECURITIES LLC

Office #1: 138 Conant Street Suite 100, Beverly, MA 01915

CRD#: 281103

Beverly, MA

Past

October 14, 2015 - February 13, 2024

FDX CAPITAL LLC

CRD#: 119302

NEW YORK, NY

Past

September 15, 2014 - December 31, 2014

RIVERSIDE PORTFOLIO MANAGEMENT, LLC

RIA

CRD#: 150759

MIAMI, FL

Past

February 8, 2012 - May 21, 2014

COMMERCE ASSET MANAGEMENT, LLC

RIA

CRD#: 159561

MEMPHIS, TN

Past

June 16, 2011 - May 21, 2014

COMMERCE ADVISORS, LLC

RIA

CRD#: 151439

MEMPHIS, TN

Past

June 21, 2010 - May 23, 2012

ENERECAP PARTNERS, LLC

CRD#: 26554

ATLANTA, GA

Past

June 1, 2006 - April 29, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NEW ORLEANS, LA

Past

September 4, 2002 - November 30, 2005

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

July 7, 1999 - September 9, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/26/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/30/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/2/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EASTERLY SECURITIES LLC

EASTERLY SECURITIES LLC | EASTERLY SECURITIES, LLC

CRD#: 281103 / SEC#: , 8-69661

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

138 Conant Street Suite 100, Beverly, MA 01915

Mailing Address

138 Conant Street Suite 100, Beverly, MA 01915

Phone number

(617) 231-4300

Established

Delaware since 07/06/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EASTERLY ASSET MANAGEMENT OPERATIONS LLC	SOLE AND MANAGING MEMBER
JULIANO JR, PHILIP L	CHIEF EXECUTIVE OFFICER	4781008
JUSTER, KENNETH G	CHIEF LEGAL OFFICER	4788250
MONTAGUE, MICHAEL	CHIEF FINANCIAL OFFICER	5121305
SMITH, ELIZABETH ANNE	FINOP	1960549
SOMERS, DAVID MICHAEL II	CHIEF COMPLIANCE OFFICER	4413478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Akos (. Beleznay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Akos (nmn) Beleznay's CRS (Customer Relationship Summary).

Certified licenses

Experience

FDX CAPITAL LLC

RIVERSIDE PORTFOLIO MANAGEMENT, LLC

COMMERCE ASSET MANAGEMENT, LLC

COMMERCE ADVISORS, LLC

ENERECAP PARTNERS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

PAN-AMERICAN FINANCIAL ADVISERS

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2011

Series 63

Date: 7/12/1999

SIE

Date: 10/1/2018

Series 3

Date: 8/30/2001

Series 7

Date: 7/2/1999

FINRA

Current Firm

EASTERLY SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EASTERLY SECURITIES LLC

TRUST BUT VERIFY

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