RW
Robert J. Wood
J. W. COLE ADVISORS
TAMPA, FL 33634
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CRD#: 3217809
RW
Professional summary
Robert Julian Wood, ChFC®, CLU®, who also goes by R J Wood, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Tampa, Florida and J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
R J Wood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Julian Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 25, 2002 - Present
J. W. COLE ADVISORS, INC.
Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634RIA
CRD#: 112294
TAMPA, FL
Current
April 30, 2003 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4301 Anchor Plaza Pkwy. Suite 450, Tampa, FL 33634BD
CRD#: 124583
Tampa, FL
Past
April 23, 2007 - May 15, 2009
JAFFE TILCHIN INVESTMENT PARTNERS, LLC
RIA
CRD#: 143608
TAMPA, FL
Past
May 19, 1999 - September 4, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
BD
CRD#: 46285
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/27/2003)
RR
Colorado(11/1/2005)
RR
Connecticut(2/18/2005)
RR
District of Columbia(2/3/2006)
IAR
Florida(10/25/2002)
RR
Florida(5/2/2003)
RR
Hawaii(11/18/2008)
RR
Illinois(9/8/2003)
RR
Indiana(9/8/2003)
RR
Iowa(1/26/2006)
RR
Kentucky(8/3/2005)
RR
Maine(1/6/2006)
RR
Massachusetts(8/31/2005)
RR
Michigan(10/22/2007)
RR
Minnesota(7/13/2005)
RR
Missouri(11/23/2005)
RR
Montana(11/5/2007)
RR
New Hampshire(2/22/2006)
RR
New Mexico(9/11/2003)
RR
New York(8/17/2018)
RR
North Carolina(6/20/2013)
RR
North Dakota(5/21/2013)
RR
Ohio(9/2/2003)
RR
Oregon(2/15/2018)
RR
Rhode Island(6/20/2006)
RR
South Carolina(1/6/2005)
RR
South Dakota(3/27/2008)
RR
Texas(8/26/2003)
RR
Vermont(9/23/2008)
RR
Washington(2/3/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 7/15/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)PREMIUM
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Tampa, FL 33634TRUST BUT VERIFY
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