RW
Robert J. Wood
J. W. COLE ADVISORS
TAMPA, FL 33634
Some features on this profile are disabled
CRD#: 3217809
RW
Professional summary
Robert Julian Wood, ChFC®, CLU®, who also goes by R J Wood, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Tampa, Florida and J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
R J Wood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) JWC PROPERTIES INVESTMENT PROPERTIES OWNER <5 HOURS PER WEEK NO COMPENSATION; (2) JW COLE INSURANCE SERVICES OWNER <10 HOURS PER WEEK NO COMPENSATION; (3) RIMFIRE TRUCKING, LLC., NON-INVESTMENT RELATED, TRUCKING/TRANSPORTATION BUSINESS, PRINCIPAL/OWNER, <5 HOURS PER WEEK; (4) SOUTHLAND FREIGHT BROKERAGE, FREIGHT BROKERAGE/TRANSPORTATION BUSINESS, PRINCIPAL/OWNER, <5 HOURS PER WEEK. (5) JWC Wealth Management; DBA; Investment Related; 4301 Anchor Plaza, Parkway, Tampa, FL 33634; Owner; Investment Services; Start 1/1/2024; Does not service clients directly and just oversees the backend of the operations/services provided; 4 hours/month during trading. (6) JWC Wealth Partners; Investment Related; 4301 Anchor Plaza, Parkway, Tampa, FL 33634; Investment Services; Owner; Newly established parent company of JWCF and JWCA & JWCI; Start 1/1/2024; 140 hours/month, 140 hours/month during trading. (7) Freedom 65; Tax & Accounting; Not investment related; 2973 West State Road 434, Ste 300, Longwood, FL 32779; General Partner in Tax & Accounting Practice. Do not actively work in the business; Start 11/8/2024; 5 hours/month during trading. (8) Excellent Owl LLC; Not investment related; 4301 Anchor Plaza Parkway, Ste 450, Tampa, FL 33634; Holding LLC; Owner; Start 12/27/24; 0 hours during trading. (9) Freedom 35 Office Venture LLC; Not investment Related; 2973 W SR 434 Ste 300, Longwood, FL 32779; Office Space LLC; Member; Start 1/7/25; 0 hours during trading. (10) Wood Family Holdings, LLC; Investment Related; 19939 Michigan Ave, Odessa, FL 33556; Holding LLC; Owner; Start 4/14/25; 0 hours during trading. (11) RJW Consolidated Holdings, LLC; Not investment related; 19939 Michigan Ave, Odessa, FL 33556; Holdings LLC; Member; Partnership entity that holds the ownership portion of Freedom 65; Start 9/25/24; 0 hours during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Julian Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 25, 2002 - Present
J. W. COLE ADVISORS, INC.
Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634RIA
CRD#: 112294
TAMPA, FL
Current
April 30, 2003 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4301 Anchor Plaza Pkwy. Suite 450, Tampa, FL 33634BD
CRD#: 124583
Tampa, FL
Past
April 23, 2007 - May 15, 2009
JAFFE TILCHIN INVESTMENT PARTNERS, LLC
RIA
CRD#: 143608
TAMPA, FL
Past
May 19, 1999 - September 4, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
BD
CRD#: 46285
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/27/2003)
RR
Colorado(11/1/2005)
RR
Connecticut(2/18/2005)
RR
District of Columbia(2/3/2006)
IAR
Florida(10/25/2002)
RR
Florida(5/2/2003)
RR
Hawaii(11/18/2008)
RR
Illinois(9/8/2003)
RR
Indiana(9/8/2003)
RR
Iowa(1/26/2006)
RR
Kentucky(8/3/2005)
RR
Maine(1/6/2006)
RR
Massachusetts(8/31/2005)
RR
Michigan(10/22/2007)
RR
Minnesota(7/13/2005)
RR
Missouri(11/23/2005)
RR
Montana(11/5/2007)
RR
New Hampshire(2/22/2006)
RR
New Mexico(9/11/2003)
RR
New York(8/17/2018)
RR
North Carolina(6/20/2013)
RR
North Dakota(5/21/2013)
RR
Ohio(9/2/2003)
RR
Oregon(2/15/2018)
RR
Rhode Island(6/20/2006)
RR
South Carolina(1/6/2005)
RR
South Dakota(3/27/2008)
RR
Texas(8/26/2003)
RR
Vermont(9/23/2008)
RR
Washington(2/3/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 7/15/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Tampa, FL 33634TRUST BUT VERIFY
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