Jason A. Knight
Professional summary
Jason A Knight, who also goes by Jason Allen Knight, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 23 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason A Knight's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2009 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101March 31, 2020 - December 31, 2022
QUASAR DISTRIBUTORS, LLC
May 16, 2019 - December 31, 2022
PARNASSUS FUNDS DISTRIBUTOR, LLC
January 29, 2018 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
January 29, 2018 - June 23, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
January 29, 2018 - June 23, 2020
FORESIDE ASSOCIATES, LLC
January 29, 2018 - June 23, 2020
FAIRHOLME DISTRIBUTORS, LLC
January 29, 2018 - August 8, 2022
FORESIDE INVESTMENT SERVICES, LLC
January 29, 2018 - December 31, 2022
SMEAD FUNDS DISTRIBUTORS, LLC
January 29, 2018 - December 31, 2022
STERLING CAPITAL DISTRIBUTORS, LLC
January 29, 2018 - December 31, 2022
ORBIS INVESTMENTS (U.S.), LLC
January 29, 2018 - December 31, 2022
NORTHERN FUNDS DISTRIBUTORS, LLC
January 29, 2018 - December 31, 2022
MGI FUNDS DISTRIBUTORS, LLC
January 29, 2018 - December 31, 2022
IMST DISTRIBUTORS, LLC
January 29, 2018 - December 31, 2022
FUNDS DISTRIBUTOR, LLC
January 29, 2018 - December 31, 2022
FORESIDE FUNDS DISTRIBUTORS LLC
January 29, 2018 - December 31, 2022
FORESIDE FINANCIAL SERVICES, LLC
January 29, 2018 - December 31, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.
June 19, 2015 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
January 26, 2015 - August 18, 2016
ORBIS INVESTMENTS (U.S.), LLC
January 22, 2015 - December 31, 2017
FORESIDE GLOBAL SERVICES, LLC
June 5, 2008 - September 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 5, 2008 - September 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 2007 - June 12, 2008
CITIGROUP GLOBAL MARKETS INC.
January 5, 2007 - June 12, 2008
CITIGROUP GLOBAL MARKETS INC.
May 28, 1999 - February 1, 2000
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2009)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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