Jean-paul Florian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean-paul Florian, who also goes by Jean Paul Florian, was a registered financial professional .
Jean-paul is a previously registered financial professional and started their career in finance in 2005. Jean-paul had worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2012 - January 10, 2018
EFG ASSET MANAGEMENT (AMERICAS) CORP.
November 13, 2009 - July 31, 2012
EFG CAPITAL ADVISORS LLC
December 21, 2005 - January 10, 2018
EFG CAPITAL INTERNATIONAL
May 18, 2005 - December 20, 2005
EFG CAPITAL INTERNATIONAL LLC
Primary Firm SEC Registration
EFG ASSET MANAGEMENT (AMERICAS) CORP.
CRD#: 158905 / SEC#: 801-72773
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EFG ASSET MANAGEMENT (AMERICAS) CORP.
CRD#: 158905 / SEC#: 801-72773
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 678 |
| AUM (Assets Under Management) | $ 1,915,401,213 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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