RO
Robert H. Oda
GLOBAL VIEW CAPITAL MANAGEMENT LLC
LONG BEACH, CA 90804
Some features on this profile are disabled
CRD#: 3217117
RO
Professional summary
Robert Hayato Oda, who also goes by Robert H. Oda, Robert Oda, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Long Beach, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert H. Oda | Robert Oda
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 02-24-2016; APPROX. 40 ADVISORY HRS/MONTH; APPROX. 40 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 03-10-2016; APPROX. 40 HRS/MONTH; APPROX. 40 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] AEROTEK (HOSPITAL LAB)/WEST/ONTARIO CA-802; NOT INVESTMENT RELATED; HEADQUARTERS ADDRESS; 7301 PARKWAY DRIVE, HANOVER, MD 21706; NATURE: HEALTH CARE-HOSPITAL LAB; POSITION: CLINICAL LABORATORY SCIENTIST-PER DIEM POSITION AT KAISER HOSPITAL IN FONTANA, CA 92335; STARTED: 09-17-2018; APPROX. 2 HRS/MONTH DURING TRADING; APPROX. 6 HRS/MONTH OUTSIDE TRADING; RESPONSIBILITIES: ANALYZE AND TEST BLOOD AND BODY FLUIDS. [4] BIOLOGIGAL LABORATORY; NOT INVESTMENT RELATED; ADDRESS: 620 W. COVINA, SAN DIMAS, CA 91773; INDUSTRY: HEALTH CARE; POSITION: LAB SCIENTIST; STARTED: 01.04.2022; APPROX. 2 HRS/MONTH DURING TRADING HOURS; APPROX. 3 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: PERFORM LAB TESTS AND REPORT RESULTS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Hayato Oda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2016 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 5199 E. Pacific Coast Highway Suite 202, Long Beach, CA 90804RIA
CRD#: 158292
LONG BEACH, CA
Past
January 6, 2012 - February 20, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SAN DIMAS, CA
Past
January 6, 2012 - February 20, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
SAN DIMAS, CA
Past
November 8, 2010 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
CHINO HILLS, CA
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
CHINO HILLS, CA
Past
June 21, 1999 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/16/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
