Susan K. Tackett

CONCORDE ASSET MANAGEMENT

Visalia, CA 93277

CRD#: 3215726

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Professional summary

Susan Katherine Tackett, who also goes by Susan Katherine Barlow, Susan Katherine Steinbach, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Visalia, California and CONCORDE INVESTMENT SERVICES, LLC located in Hanford, California.

Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Susan has worked at 9 firms and has passed the Series 65, Series 63, Series 22TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan Katherine Barlow | Susan Katherine Steinbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Katherine Tackett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2022 - Present

CONCORDE ASSET MANAGEMENT, LLC

Office #1: 3323 S Fairway St Suite 11, Visalia, CA 93277Office #2: 112 W. Elm Street, Hanford, CA 93230

RIA

CRD#: 140367

Visalia, CA

Current

August 16, 2022 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 112 West Elm Street, Hanford, CA 93230

CRD#: 151604

Hanford, CA

Past

October 16, 2017 - August 26, 2022

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

Visalia, CA

Past

October 16, 2017 - August 26, 2022

SCF SECURITIES, INC.

CRD#: 47275

Hanford, CA

Past

April 11, 2008 - October 17, 2017

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

HANFORD, CA

Past

April 11, 2008 - October 17, 2017

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

HANFORD, CA

Past

July 9, 2007 - April 11, 2008

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

VISALIA, CA

Past

January 16, 2006 - April 11, 2008

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

VISALIA, CA

Past

December 16, 2002 - October 13, 2004

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

January 11, 2001 - December 10, 2002

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

June 14, 1999 - January 12, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(8/25/2022)

Arkansas
(8/16/2022)

California
(8/16/2022)

IAR

California
(8/16/2022)

Colorado
(8/16/2022)

IAR

Colorado
(8/16/2022)

Idaho
(8/16/2022)

IAR

Idaho
(1/16/2025)

Missouri
(6/26/2023)

IAR

Nebraska
(9/23/2022)

Nevada
(8/16/2022)

IAR

Nevada
(8/24/2022)

IAR

North Carolina
(4/8/2025)

North Carolina
(7/14/2025)

Oregon
(8/16/2022)

Pennsylvania
(4/22/2026)

IAR

South Carolina
(5/5/2026)

Texas
(8/16/2022)

IAR

Texas
(8/16/2022)

Washington
(8/16/2022)

IAR

Washington
(8/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 6/28/2025

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/12/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC

CRD#: 140367 / SEC#: 801-74519

RIA

Registered Investment Advisory firm - (4/19/2012 Approved)

California

Registered Investment Advisory firm - (11/28/2012 Terminated)

Colorado

Registered Investment Advisory firm - (11/29/2012 Terminated)

Illinois

Registered Investment Advisory firm - (4/19/2012 Terminated)

Indiana

Registered Investment Advisory firm - (11/5/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/5/2012 Terminated)

Michigan

Registered Investment Advisory firm - (11/27/2012 Terminated)

Missouri

Registered Investment Advisory firm - (11/5/2012 Terminated)

Ohio

Registered Investment Advisory firm - (11/7/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/7/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2012 Terminated)

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Contact information

Main Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Mailing Address

Phone number

(248) 824-6710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV WRAP FEE BROCHURE (3/31/2025)

ADV PART 2 BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,207
AUM (Assets Under Management)	$ 489,858,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susan K. Tackett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Katherine Tackett's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

WALNUT STREET SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CONCORDE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2007

Series 63

Date: 6/19/1999

Series 22TO

Date: 6/28/2025

SIE

Date: 10/1/2018

Series 6

Date: 6/12/1999

FINRA

Current Firm

CONCORDE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCORDE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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