Wade Lee Rowdon
Professional Summary
Wade Lee Rowdon is a registered financial advisor currently at STORMS & ROWDON FINANCIAL SERVICES, INC. located in Ormond Beach, Florida. Wade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Wade has worked at 9 firms and has passed the Series 66, Series 6TO, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
STORMS & ROWDON FINANCIAL SERVICES, INC. | STORMS AND ROWDON FINANCIAL SERVICES INC. | STORMS & ROWDON WEALTH MANAGEMENT INC.
Contact Information
Main Address
1230 U.s. Highway 1, Ste 5, Ormond Beach, FL 32174Phone Number
(386) 677-0191# of Employees
4SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
411AUM (Assets Under Management)
$141,159,549Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
STORMS & ROWDON FINANCIAL SERVICES, INC. | STORMS AND ROWDON FINANCIAL SERVICES INC. | STORMS & ROWDON WEALTH MANAGEMENT INC.
State Registrations and Notice Filings
(3/26/2025)
(3/24/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Wade Lee Rowdon's CRS (Customer Relationship Summary).
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