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WR

Wade L. Rowdon

STORMS & ROWDON FINANCIAL SERVICES
ORMOND BEACH, FL 32174
Some features on this profile are disabled
CRD#: 3215621
WR

Professional summary

Wade Lee Rowdon is a registered financial advisor currently at STORMS & ROWDON FINANCIAL SERVICES, INC. located in Ormond Beach, Florida.

Wade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Wade has worked at 9 firms and has passed the Series 66, Series 6TO, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed insurance agent; Not investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Baseball Chapel; Not investment-related; 6357 Maple Grove, Morrow, OH. 45152; Charitable organization; Chaplain; Perform chapel services for the Daytona Tortugas minor league baseball team in Daytona Beach, Florida; Approx. 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wade Lee Rowdon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2025 - Present

STORMS & ROWDON FINANCIAL SERVICES, INC.

Office #1: 1230 U.s. Highway 1, Ste 5, Ormond Beach, FL 32174
RIA
CRD#: 334690
ORMOND BEACH, FL
Past

June 30, 2016 - March 26, 2025

STONEX ADVISORS INC.

RIA
CRD#: 174182
Ormond Beach, FL
Past

June 22, 2016 - June 30, 2016

INTL ADVISORY CONSULTANTS INC.

RIA
CRD#: 130888
Birmingham, AL
Past

March 23, 2015 - March 26, 2025

STONEX SECURITIES INC.

BD
CRD#: 18456
ORMOND BEACH, FL
Past

December 13, 2012 - February 5, 2015

JACKSON WEALTH MANAGEMENT, LLC

RIA
CRD#: 147642
LAKE MARY, FL
Past

December 3, 2012 - February 10, 2015

TRIAD ADVISORS LLC

BD
CRD#: 25803
LAKE MARY, FL
Past

January 14, 2011 - November 28, 2012

MOORS & CABOT, INC.

RIA
CRD#: 594
WINTER PARK, FL
Past

January 3, 2011 - November 28, 2012

MOORS & CABOT, INC.

BD
CRD#: 594
WINTER PARK, FL
Past

July 5, 2005 - January 5, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
DELAND, FL
Past

July 1, 2005 - January 5, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
DELAND, FL
Past

June 3, 1999 - July 14, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
DE LAND, FL
Past

May 28, 1999 - July 14, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S&
STORMS & ROWDON FINANCIAL SERVICES, INC.
STORMS & ROWDON FINANCIAL SERVICES, INC. | STORMS AND ROWDON FINANCIAL SERVICES INC. | STORMS & ROWDON WEALTH MANAGEMENT INC.

CRD#: 334690 / SEC#: 801-132156

RIA
Registered Investment Advisory firm - (3/12/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/26/2025)
IAR
Texas
(3/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/1/1999
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/6/1999
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/27/1999
General Securities Representative Examination

Current Firm

S&
STORMS & ROWDON FINANCIAL SERVICES, INC.
STORMS & ROWDON FINANCIAL SERVICES, INC. | STORMS AND ROWDON FINANCIAL SERVICES INC. | STORMS & ROWDON WEALTH MANAGEMENT INC.

CRD#: 334690 / SEC#: 801-132156

RIA
Registered Investment Advisory firm - (3/12/2025 Approved)
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Contact information

Main Address
1230 U.s. Highway 1, Ste 5, Ormond Beach, FL 32174
Mailing Address
Phone number
(386) 677-0191
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STORMS & ROWDON FINANCIAL SERVICES, INC. DISCLOSURE BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts479
AUM (Assets Under Management)$ 125,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STORMS & ROWDON FINANCIAL SERVICES, INC.

CRD#: 334690Ormond Beach, FL 32174

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