SP
Schuyler H. Perry
ROCKEFELLER FINANCIAL LLC
New York, NY 10111
Some features on this profile are disabled
CRD#: 3215566
SP
Professional summary
Schuyler Hallett Perry, CFP®, CIMA® is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in New York, New York and ROCKEFELLER CAPITAL MANAGEMENT located in New York, New York.
Schuyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Schuyler has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Bedford Historical Society Address: 612 Old Post Road P.O. Box 491 Bedford, NY 10506 Investment-related: No Nature of the business: It is the mission of the Bedford Historical Society to preserve and promote the buildings landmarks and artifacts that document the history of Bedford New York; to increase awareness understanding and appreciation of the Town's founding and growth; and to strengthen the current and future historic character of the Town. Role: Board of Directors Start Date: 05/25/2021 Description of duties: Work in partnership with the Town and local organizations to further the welfare and preservation of the historic character of the community. Number of hours each month: 2 Number of hours during trading: 0
CRS (Client Relationship Summary) - RIA
Click below to view Schuyler Hallett Perry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Schuyler Hallett Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 19, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 45 Rockefeller Plaza, New York, NY 10111RIA
BD
CRD#: 291361
New York, NY
Current
February 21, 2024 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 45 Rockefeller Plaza Floor 5, New York, NY 10111RIA
CRD#: 294197
NEW YORK, NY
Current
April 19, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 45 Rockefeller Plaza, New York, NY 10111RIA
BD
CRD#: 291361
New York, NY
Past
January 20, 2017 - May 16, 2023
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
NEW YORK, NY
Past
January 20, 2017 - May 16, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
NEW YORK, NY
Past
July 11, 2005 - January 24, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
June 16, 2005 - January 24, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 10, 2005 - May 27, 2005
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
December 20, 2001 - May 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN FRANCISCO, CA
Past
December 20, 2001 - May 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 13, 2001 - December 6, 2001
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
July 23, 1999 - January 13, 2001
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Past
May 12, 1999 - June 25, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/19/2023)
RR
Arizona(4/19/2023)
RR
Arkansas(4/19/2023)
RR
California(4/19/2023)
RR
Colorado(4/19/2023)
RR
Connecticut(4/19/2023)
RR
Delaware(4/19/2023)
RR
Florida(4/19/2023)
RR
Georgia(4/19/2023)
RR
Illinois(4/19/2023)
RR
Indiana(4/19/2023)
RR
Kentucky(4/19/2023)
RR
Louisiana(4/19/2023)
RR
Maine(4/19/2023)
RR
Maryland(4/19/2023)
RR
Massachusetts(4/19/2023)
RR
Michigan(4/19/2023)
RR
Nevada(4/19/2023)
RR
New Jersey(4/19/2023)
RR
New York(4/19/2023)
IAR
New York(4/19/2023)
RR
North Carolina(4/19/2023)
RR
Ohio(4/19/2023)
RR
Oklahoma(4/19/2023)
RR
Oregon(4/19/2023)
RR
Pennsylvania(4/19/2023)
RR
Rhode Island(4/19/2023)
RR
South Carolina(4/19/2023)
RR
Tennessee(4/19/2023)
RR
Texas(4/19/2023)
IAR
Texas(4/19/2023)
RR
Vermont(4/19/2023)
RR
Virginia(4/19/2023)
RR
Washington(4/19/2023)
RR
Wisconsin(4/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
