Schuyler H. Perry
Professional summary
Schuyler Hallett Perry, CFP®, CIMA® is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in New York, New York and ROCKEFELLER CAPITAL MANAGEMENT located in New York, New York.
Schuyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Schuyler has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Schuyler Hallett Perry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Schuyler Hallett Perry's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 45 Rockefeller Plaza, New York, NY 10111February 21, 2024 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 45 Rockefeller Plaza Floor 5, New York, NY 10111April 19, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 45 Rockefeller Plaza, New York, NY 10111January 20, 2017 - May 16, 2023
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
January 20, 2017 - May 16, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
July 11, 2005 - January 24, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 16, 2005 - January 24, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2005 - May 27, 2005
MORGAN STANLEY & CO. LLC
December 20, 2001 - May 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2001 - May 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 2001 - December 6, 2001
DEUTSCHE BANK SECURITIES INC.
July 23, 1999 - January 13, 2001
DB ALEX. BROWN LLC
May 12, 1999 - June 25, 1999
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
Exams
FINRA
Current Firm
ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFS OPCO LLC ("OPCO") | MEMBER | |
| ALEXANDER, MARK DAVID | PRINCIPAL OPERATIONS OFFICER | 2202934 |
| KOWALSKI, DEIRDRE PATTEN | PRINCIPAL FINANCIAL OFFICER | 1357509 |
| MIRZA, RIZWAN MOHAMMAD | CHIEF COMPLIANCE OFFICER | 5080469 |
| MORIARTY, EDMOND NICHOLAS | CO-CHIEF EXECUTIVE OFFICER | 1744318 |
| OUTLAW, MICHAEL WAYNE | CO-CHIEF EXECUTIVE OFFICER | 2760690 |
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
