Leticia V. Marshall
Professional summary
Leticia V Marshall, who also goes by Leticia Velazquez Marshall, Letty Marshall, Leticia Velazquez, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Radnor, Pennsylvania.
Leticia is registered as a RR (Registered Representative) and started their career in finance in 1999. Leticia has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leticia V Marshall's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2021 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 130 N Radnor-chester Rd, Radnor, PA 19087June 29, 2015 - February 8, 2021
NATIONWIDE INVESTMENT ADVISORS, LLC
April 28, 2015 - February 8, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 3, 2014 - April 17, 2015
NATIONAL PLANNING CORPORATION
February 7, 2013 - October 17, 2014
CUNA BROKERAGE SERVICES, INC.
February 6, 2013 - October 17, 2014
CUNA BROKERAGE SERVICES, INC.
October 9, 2007 - May 9, 2011
NATIONWIDE INVESTMENT ADVISORS, LLC
March 1, 2006 - January 9, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 11, 2005 - December 31, 2005
ALLSPRING FUNDS DISTRIBUTOR, LLC
January 1, 2005 - December 31, 2005
ALLSPRING FUNDS MANAGEMENT, LLC
March 3, 2003 - January 1, 2005
STRONG CAPITAL MANAGEMENT INC
March 3, 2003 - April 11, 2005
STRONG INVESTMENTS, INC.
August 1, 1999 - September 19, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
June 7, 1999 - September 19, 2002
IDS LIFE INSURANCE COMPANY
June 7, 1999 - September 19, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2021)
(3/2/2021)
(3/2/2021)
(7/23/2021)
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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