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Shelley R. Hawkins

FOUR SEASONS INVESTMENT MANAGEMENT
Houston, TX
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CRD#: 3215336
SH

Professional summary


Shelley R Hawkins, CFP®, who also goes by Shelley R. Reid, is a registered financial advisor currently at FOUR SEASONS INVESTMENT MANAGEMENT, INC. located in Houston, Texas.

Shelley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Shelley has worked at 1 firm and has passed the Series 63 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Shelley R. Reid

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MS. HAWKINS HAS SERVED SINCE 1999 AS VICE PRESIDENT OF EQUITABLE SOLUTIONS, INC. (4550 POST OAK PLACE DR., SUITE 118, HOUSTON, TX 77027), A NON INVESTMENT RELATED FIRM PROVIDING HOURLY DIVORCE PLANNING SERVICES. MS. HAWKINS DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO ADMINISTRATIVE DUTIES RELATED THE BUSINESS, PRIMARILY DURING NON MARKET HOURS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Shelley R Hawkins's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

June 9, 1999 - Present

FOUR SEASONS INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 114958
Houston, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/9/1999)

Exams


State Security Law Exam
RR
Series 63
Date: 3/26/1999
Uniform Securities Agent State Law Examination

Current Firm


FS
FOUR SEASONS INVESTMENT MANAGEMENT, INC.
FOUR SEASONS FINANCIAL PLANNING, INC. | FOUR SEASONS INVESTMENT MANAGEMENT, INC.

CRD#: 114958 / SEC#:

Texas
Registered Investment Advisory firm - (10/5/1998 Approved)
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Contact information


Main Address
Brenham, TX
Mailing Address
Phone number
(713) 599-1226
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts66
AUM (Assets Under Management)$ 25,139,944

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOUR SEASONS INVESTMENT MANAGEMENT, INC.

CRD#: 114958Houston, TX

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