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Dara Lynne Owen

CHAUNER SECURITIES
NORTHBROOK, IL
·CRD# 3214531·26 years experience

Professional Summary

Dara Lynne Owen, who also goes by Dara Lynne Nelson, Dara Lynne Roth, is a registered financial advisor currently at CHAUNER SECURITIES, INC. located in Northbrook, Illinois. Dara is registered as a RR (Registered Representative) and started their career in finance in 2000. Dara has worked at 4 firms and has passed the Series 63, Series 66, Series 82TO, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dara Lynne Nelson, Dara Lynne Roth

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CHAUNER SECURITIES, INC.·CRD# 10075
BD
666 Dundee Road, Suite 1101, Northbrook, IL 60062-2735
March 30, 2026 - Present
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
Bannockburn, IL
April 15, 2005 - April 29, 2010
FEDERATED SECURITIES CORP.·CRD# 5009
BD
Pittsburgh, PA
September 13, 2002 - December 17, 2003
FEDERATED INVESTMENT COUNSELING·CRD# 105325
RIA
Pittsburgh, PA
September 12, 2002 - December 17, 2003
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St. Paul, MN
April 25, 2000 - August 6, 2001

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Current Firm

CS
CHAUNER SECURITIES, INC.

CHAUNER & COTTER, INC. | CHAUNER, GRAVER & ASSOCIATES, INC. | CHAUNER, COTTER & GRAVER, INC. | CHAUNER SECURITIES, INC.

CRD#: 10075 / SEC#: 8-33980
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

666 Dundee Road, Suite 1101, Northbrook, IL 60062-2735

Mailing Address

666 Dundee Road, Suite 1101, Northbrook, IL 60062-2735

Phone Number

(847) 509-8880

Established

Illinois since 04/10/1985

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SARAH C. CYPHERS TRUSTTRUST—
CYPHERS, SARAH C.PRESIDENT, CHIEF COMPLIANCE OFFICER, TRUSTEE4691733

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(4/21/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2026About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Apr 2001About the Series 66 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed May 2026About the Series 82TO exam

Series 7TO — General Securities Representative Examination

Passed Mar 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2026About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2026About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Dara Lynne Owen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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