Luther T. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luther Tony Martin, who also goes by Tony Martin, was a registered financial professional .
Luther is a previously registered financial professional and started their career in finance in 1981. Luther had worked at 10 firms and has passed the Series 63, Series 1, Series 53 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2009 - December 31, 2012
WOODSTOCK FINANCIAL GROUP, INC.
May 11, 1998 - December 31, 2008
AVALON INVESTMENT & SECURITIES GROUP, INC.
March 4, 1997 - April 8, 1998
FORESIDE DISTRIBUTION SERVICES, L.P.
July 6, 1990 - January 24, 1997
AMUNDI DISTRIBUTOR US, INC.
April 25, 1988 - June 25, 1990
VSR FINANCIAL SERVICES, INC.
April 19, 1988 - November 2, 1988
VANSOUTH SECURITIES, INC.
December 6, 1985 - April 27, 1988
FSC SECURITIES CORPORATION
December 4, 1985 - June 20, 1988
EQUIFIRST SECURITIES CORP.
November 3, 1982 - September 27, 1985
ESI SECURITIES, INC.
November 18, 1981 - October 6, 1982
FIDUCIARY INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/8/1970
Registered Representative ExaminationSeries 00
Date: 4/26/1972
General Securities Principal ExaminationCurrent Firm
WOODSTOCK FINANCIAL GROUP, INC.
CRD#: 38095 / SEC#: 801-65881, 8-48080
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOODSTOCK HOLDINGS INC | HOLDING COMPANY | |
| BRANCA, ANTHONY DOUGLAS | CHIEF COMPLIANCE OFFICER OF BD | 1178639 |
| BRANCA, ANTHONY DOUGLAS | CHIEF OPERATING OFFICER | 1178639 |
| RAIKE, WILLIAM JASPER III | CHIEF COMPLIANCE OFFICER - RIA | 1502298 |
| RAIKE, WILLIAM JASPER III | PRESIDENT / CEO | 1502298 |
| RAIKE, WILLIAM JASPER III | ROSFP | 1502298 |
| WHITLEY, MELISSA LYNN | CHIEF FINANCIAL OFFICER / FINOP | 2615710 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 7 |
Red Flags
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