George Allan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Allan, who also goes by George Allan Sr, George Allan Pruitt, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1999. George had worked at 8 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2019 - July 11, 2022
FARMERS FINANCIAL SOLUTIONS, LLC
January 8, 2008 - December 31, 2011
SUNSET FINANCIAL SERVICES, INC.
May 5, 2005 - December 31, 2007
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - December 31, 2007
VOYA FINANCIAL ADVISORS, INC.
September 17, 2002 - December 31, 2003
LOCUST STREET SECURITIES, INC.
January 1, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
June 12, 2001 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
February 15, 2001 - May 7, 2001
AMERIPRISE ADVISOR SERVICES, INC.
May 6, 1999 - January 4, 2001
METROPOLITAN LIFE INSURANCE COMPANY
May 6, 1999 - January 4, 2001
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/22/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
