Robert B. Song
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Byungho Song, who also goes by Byung Ho Song, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2018 - May 31, 2023
NH INVESTMENT & SECURITIES AMERICA, INC.
September 14, 2010 - February 2, 2018
SAMSUNG SECURITIES (AMERICA), INC.
June 23, 2008 - September 13, 2010
DAIWA CAPITAL MARKETS AMERICA INC.
August 2, 2004 - April 15, 2008
MACQUARIE CAPITAL (USA) INC.
June 4, 2002 - August 2, 2004
ING FINANCIAL MARKETS LLC
May 26, 2000 - May 31, 2002
KBFG SECURITIES AMERICA INC.
April 27, 2000 - May 24, 2000
SHINHAN SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NH INVESTMENT & SECURITIES AMERICA, INC.
CRD#: 30660 / SEC#: , 8-45081
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
