James G. Woods
Professional summary
James Gleason Woods JR, who also goes by Jamie Gleason Woods Jr, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 2003. James has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Gleason Woods JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2015 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 2929 Allen Parkway, Houston, TX 77019October 14, 2014 - May 27, 2015
SANTANDER US CAPITAL MARKETS LLC
March 19, 2013 - October 14, 2014
AMHERST SECURITIES GROUP, L.P.
February 25, 2004 - June 14, 2011
INVESCO DISTRIBUTORS, INC.
September 12, 2003 - December 31, 2003
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2015)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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