Aino J. Wiener

COLBERT INVESTMENT MANAGEMENT CO

MIAMI, FL 33131

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CRD#: 3212816

Professional summary

Aino J P Wiener, who also goes by Aino J Wiener, is a registered financial advisor currently at COLBERT INVESTMENT MANAGEMENT CO located in Miami, Florida.

Aino is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Aino has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aino J Wiener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aino J P Wiener's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2003 - Present

COLBERT INVESTMENT MANAGEMENT CO

Office #1: 1221 Brickell Avenue Suite 2110, Miami, FL 33131

RIA

CRD#: 108642

MIAMI, FL

Past

July 7, 1999 - March 8, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLBERT INVESTMENT MANAGEMENT CO

COLBERT INVESTMENT MANAGEMENT | COLBERT INVESTMENT MANAGEMENT CO

CRD#: 108642 / SEC#: 801-54716

RIA

Registered Investment Advisory firm - (7/21/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/1/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/1999

General Securities Representative Examination

Current Firm

COLBERT INVESTMENT MANAGEMENT CO

COLBERT INVESTMENT MANAGEMENT | COLBERT INVESTMENT MANAGEMENT CO

CRD#: 108642 / SEC#: 801-54716

RIA

Registered Investment Advisory firm - (7/21/1997 Approved)

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Contact information

Main Address

3520 Mary Street Suite 202, Miami, FL 33133

Mailing Address

Phone number

(305) 416-9996

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLBERT INVESTMENT MGMT FORM ADV PART 2A BROCHURE MARCH 17, 2025 (3/17/2025)

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 191,541,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aino J. Wiener

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aino J P Wiener's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLBERT INVESTMENT MANAGEMENT CO

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

COLBERT INVESTMENT MANAGEMENT CO

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2000

Series 7

Date: 7/6/1999

Current Firm

COLBERT INVESTMENT MANAGEMENT CO

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLBERT INVESTMENT MANAGEMENT CO

TRUST BUT VERIFY

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