Stephen J. Doucette

PROCTOR FINANCIAL

WELLESLEY, MA 02482

Some features on this profile are disabled

CRD#: 3212789

Professional summary

Stephen Jenkins Doucette, CFP® is a registered financial advisor currently at PROCTOR FINANCIAL located in Wellesley, Massachusetts.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Jenkins Doucette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

January 5, 2005 - Present

PROCTOR FINANCIAL

Office #1: 66 Central St, Wellesley, MA 02482

RIA

CRD#: 122021

WELLESLEY, MA

Past

October 26, 2004 - November 22, 2005

LEXINGTON/BRIDGEWATER WEALTH MANAGEMENT, LLC

RIA

CRD#: 132068

LEXINGTON, MA

Past

December 18, 2003 - December 31, 2004

LEXINGTON ADVISORS

RIA

CRD#: 128683

LEXINGTON, MA

Past

February 4, 2000 - October 1, 2003

WINGATE WEALTH ADVISORS, INC.

RIA

CRD#: 105012

LEXINGTON, MA

Past

February 4, 2000 - October 3, 2003

WINGATE PLANNING CORP

RIA

CRD#: 108094

LEXINGTON, MA

Past

May 6, 1999 - October 1, 2003

WINGATE CAPITAL CORPORATION

CRD#: 17820

LEXINGTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCTOR FINANCIAL

PROCTOR FINANCIAL | PROCTOR FINANCIAL, INC.

CRD#: 122021 / SEC#: 801-61596

RIA

Registered Investment Advisory firm - (11/13/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/5/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/5/1999

General Securities Representative Examination

Current Firm

PROCTOR FINANCIAL

PROCTOR FINANCIAL | PROCTOR FINANCIAL, INC.

CRD#: 122021 / SEC#: 801-61596

RIA

Registered Investment Advisory firm - (11/13/2002 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18 N. Main Street, Sherborn, MA 01770

Mailing Address

Phone number

(781) 235-0405

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCTOR BROCHURE PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	859
AUM (Assets Under Management)	$ 362,986,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen J. Doucette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Jenkins Doucette's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROCTOR FINANCIAL

LEXINGTON/BRIDGEWATER WEALTH MANAGEMENT, LLC

LEXINGTON ADVISORS

WINGATE WEALTH ADVISORS, INC.

WINGATE PLANNING CORP

WINGATE CAPITAL CORPORATION

Primary Firm SEC Registration

PROCTOR FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/1999

Series 7

Date: 5/5/1999

Current Firm

PROCTOR FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCTOR FINANCIAL

TRUST BUT VERIFY

Similar Advisors