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Frank J. Evangelist
KESTRA ADVISORY SERVICES
Pleasant Hill, CA 94596
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CRD#: 3212538
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Professional summary
Frank Joseph Evangelist is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Pleasant Hill, California and KESTRA INVESTMENT SERVICES, LLC located in Pleasant Hill, California.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Frank has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: NFP CA Insurance Services, Inc Investment Related: Yes Address: 3470 Mount Diablo Blvd, Suite 100 Lafayette CA 94549 Nature of Business: Consulting; Insurance; Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Employee Start Date: 11/1/2014 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Investment advisory, insurance and business consulting. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: NFP CA INSURANCE SERVICES, INC POSITION: Employee NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2014 ADDRESS: 2300 Contra Costa Blvd., Suite 600, Pleasant Hill CA 94523, United States DESCRIPTION: Investment advisory, insurance and business consulting.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Joseph Evangelist's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2300 Contra Costa Blvd Suite 600, Pleasant Hill, CA 94596RIA
CRD#: 283330
Pleasant Hill, CA
Current
June 24, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2300 Contra Costa Blvd Suite 600, Pleasant Hill, CA 94596BD
CRD#: 42046
Pleasant Hill, CA
Past
August 20, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SAN JOSE, CA
Past
May 21, 1999 - October 4, 2000
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/5/2016)
RR
California(8/20/2010)
IAR
California(4/18/2016)
RR
Colorado(10/7/2010)
RR
Delaware(4/16/2015)
RR
Georgia(10/7/2025)
RR
Illinois(8/27/2024)
RR
Minnesota(8/20/2010)
RR
Nevada(10/10/2023)
RR
New Jersey(2/6/2015)
RR
North Carolina(9/8/2017)
RR
Pennsylvania(9/11/2024)
RR
Tennessee(5/2/2016)
RR
Texas(2/6/2015)
IAR
Texas(7/27/2023)
RR
Washington(8/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Pleasant Hill, CA 94596TRUST BUT VERIFY
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